• Executive Director, Swap Dealer Compliance…

    CIBC (New York, NY)
    …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... We're building a relationship-oriented bank for the modern world. We need talented,...Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)… more
    CIBC (08/28/25)
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  • SVP, Capital Markets Chief Compliance…

    Raymond James Financial, Inc. (New York, NY)
    …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
    Raymond James Financial, Inc. (09/01/25)
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  • Compliance Officer - Consumer…

    KeyBank (NY)
    …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...and monitor remediation activities. + Assists with developing a bank -wide approach to overseeing the Complaints Program, which focuses… more
    KeyBank (08/09/25)
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  • Senior Compliance Officer - Fixed…

    BMO Financial Group (New York, NY)
    …by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs, minimize operational ... the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on...Bank , customer, transactional and employee information to ensure compliance with regulatory requirements. + Communicates the roles and… more
    BMO Financial Group (08/09/25)
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  • Director, Treasury Management Officer…

    Scotiabank (New York, NY)
    Director, Treasury Management Officer - FinTech and Payment Service Providers - GTB **Requisition ID:** 225560 **Salary Range:** 180,000.00 - 301,500.00 _Please note ... to results, in an inclusive and high-performing culture. **Director, Treasury Management Officer - FinTech and Payment Service Providers, GTB - New York, NY**… more
    Scotiabank (08/13/25)
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  • Commercial Lending Officer (Orange, Ulster,…

    Heritage Financial Credit Union (Middletown, NY)
    …all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance . Knowledge of Commercial/Business Lending, Consumer Lending, ... Commercial Lending Officer (Orange, Ulster, Dutchess NY & Pike County...Commercial Lending Policies and ensure loan requests follow all compliance standards of the department. + Attend department and… more
    Heritage Financial Credit Union (06/24/25)
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  • Commercial Banking Portfolio Officer…

    Banco Popular Puerto Rico (New York, NY)
    …NY, US, 10004 Company: Popular Workplace Type: On-site Commercial Banking Portfolio Officer - Healthcare Commercial Healthcare Portfolio & Ops This position is ... situations are resolved promptly. Furthermore, the Commercial Banking Portfolio Officer manages a portfolio of Healthcare relationships to ensure maturities… more
    Banco Popular Puerto Rico (07/14/25)
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  • Sr Marketing Officer

    Banco Popular Puerto Rico (New York, NY)
    …New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Sr Marketing Officer Segment Marketing and Deposit Products We are seeking an experienced Sr. ... Marketing Officer with a strong background in the financial industry...team members to ensure successful project delivery. Coordinate with compliance , product, and sales teams to maintain alignment and… more
    Banco Popular Puerto Rico (08/28/25)
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  • Mortgage Lending Officer SAFE Act - B11

    Citigroup (New York, NY)
    The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via our Citibank branches… more
    Citigroup (08/19/25)
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  • Model/ Analysis/ Validation Senior Officer…

    Citigroup (New York, NY)
    …years of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...New York, New York location. Duties: Oversee Citi Private Bank (CPB) portfolios with mortgage, partner lending, and margin… more
    Citigroup (08/08/25)
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