- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Officer will be a member of the Consumer Deposit Compliance team within ... Compliance Risk Management. The Compliance Officer will provide subject matter expertise...Minimum 3 years of experience as a financial services compliance professional, bank regulator or other comparable… more
- Banco Popular Puerto Rico (New York, NY)
- …5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The...FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank , including the… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance ... team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business...Minimum 3 years of experience as a financial services compliance professional, bank regulator or other comparable… more
- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance ... they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance ...Minimum 5 years of experience as a financial services compliance professional, bank regulator or other comparable… more
- KeyBank (Albany, NY)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...and monitor remediation activities. + Assists with developing a bank -wide approach to overseeing the Complaints Program, which focuses… more
- TD Bank (New York, NY)
- …Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with all applicable federal ... **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and scalable… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of… more
- Citigroup (Getzville, NY)
- …a way that facilitates transparency of the control and management of the data compliance risks consistent with the bank 's risk appetite statement and all ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ... Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing… more
- Trustco Bank (Schenectady, NY)
- …and track advertising. . Other time sensitive projects assigned by the compliance officer or manager. **REQUIRED EDUCATION/EXPERIENCE:** . A bachelor's degree ... Status:** Non-Exempt **Salary Grade:** NE12 **Supervisory Responsibility:** No **SUMMARY:** The Compliance Coordinator monitors Bank policies and procedures to… more
- TD Bank (New York, NY)
- …or regulator is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is...a brand ambassador for your business area/function and the bank , both internally and/or externally **Breadth & Depth** +… more