- Trustco Bank (Schenectady, NY)
- **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No ... and federal regulations. . Other time sensitive projects assigned by the compliance officer or manager. **REQUIRED EDUCATION/EXPERIENCE:** . A bachelor's degree… more
- KeyBank (Buffalo, NY)
- …identify items/conditions to be satisfied. Adheres to all KeyBank and regulatory compliance procedures, including but not limited to Office of Foreign Assets Control ... parties; work seamlessly with the LOB, other internal partners, third parties, bank groups/syndications, etc. Determine if counsel is required (whether fully or… more
- KeyBank (Albany, NY)
- …provisions, and account activities to determine duties and responsibilities of Bank as Trustee + Performs discretionary distribution analysis and documentation of ... back-up to other team members + Mitigates risk by servicing accounts in compliance with KeyBank policies and procedures, as well as with regulatory and legal… more
- SMBC (New York, NY)
- …financial institutions (primarily banks but also including broker/dealers, insurance companies, non- bank lenders, funds, structured finance, etc.) in the Americas + ... to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory requirements are… more
- TD Bank (New York, NY)
- …* Act as a brand ambassador for your business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts… more
- Bank of America (New York, NY)
- …**Job Description:** At Bank of America, we ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Liquidity-Risk-Sr-Specialist\_25030378) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Interest-Rate-Risk-Manager\_25029516) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Pioneer Bank (Latham, NY)
- …coaching and evaluation of staff sales efforts and monitors results. + Monitors staff compliance with all Bank policies and procedures within the branch, through ... to. + Oversees processing of customer transactions and ensures compliance with cash handling and security procedures. + Assists...Maintains proper security controls, as set forth by the Bank 's security officer . Advises the Branch Manager… more