- Scotiabank (New York, NY)
- …Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual execution of the ... policies, and procedures. This individual will be responsible for compliance and regulatory matters relating to the Bank... compliance and regulatory matters relating to the Bank 's Dodd-Frank Title VII obligations and assisting the BNS… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, mortgage ... financial institution activities including but not limited to the Bank Secrecy Act, TILA, RESPA, TRID, HMDA, ECOA, TILA,...of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND… more
- American Express (New York, NY)
- …you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...programs and services provided by AENB, in partnership with Bank affiliates and executive officers. In addition, the team… more
- KeyBank (NY)
- …+ Perform complex compliance tasks as assigned. + Understand and support Bank Secrecy Act (BSA), AML, and OFAC related recordkeeping requirements and assist with ... degree or equivalent experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related… more
- HSBC (New York, NY)
- …by policy. Contain compliance risks in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer ... **Description** **International Corridors, Head of Europe Desk, HSBC Bank USA, NA, New York, NY:** Manage International...Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance … more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What You'll… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... audit services to capital markets, investment banking and/or treasury functions within the Bank . The incumbent will also support the providing of high quality, value… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The...deliver industry leading assurance and insights to keep the Bank and our customers safe. **What You'll Do** +… more
- Scotiabank (New York, NY)
- …expert on US AML/BSA/Sanctions requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The ... within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The...are met. **What You'll Do** + Acts primarily as Officer in Charge (OIC) as a team member for… more
- MUFG (New York, NY)
- …downgrades or general credit deterioration with the goal of maximizing the bank 's net income while minimizing credit costs. **Responsibilities:** + Perform due ... to Portfolio Managers while coordinating between various stakeholders across the Bank to drive efficiencies within the Portfolio Management process. + Maintain… more