- M&T Bank (Clanton, AL)
- … risks. **Primary Responsibilities:** + Consult with managers of business units on compliance matters. + Provide timely and thoughtful regulatory expertise in ... of business guidance requests, internal and external audits, and regulatory examinations. + Ensure compliance with existing..., legal, audit, risk or other relevant function M&T Bank is committed to fair, competitive, and market-informed pay… more
- M&T Bank (Clanton, AL)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work… more
- Lincoln Financial (Montgomery, AL)
- …administrators, transfer agents, consultants , and others. Additionally, the Compliance Consultant is responsible for effective implementation of these ... at a Glance** The Role at a Glance The Compliance Consultant , Funds Management role is responsible...performs compliance reviews and analysis to assess compliance with policies and procedures and regulatory … more
- PNC (Birmingham, AL)
- …of the model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our ... opportunity to contribute to the company's success. As a Quantitative Analytics/Modeling Consultant Sr. within PNC's Internal Audit organization, you can be based in… more
- Wells Fargo (Birmingham, AL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Mortgage Retail Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. Learn more about our career areas… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...Delivers training to assigned line of business to increase compliance awareness + Gathers information requested by regulatory… more
- Lincoln Financial (Montgomery, AL)
- …**Requisition #:** 74427 **The Role at a Glance** As the Internal Controls Consultant , you will provide subject matter expertise on design and effectiveness of ... of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control...+ NAIC general knowledge + Experience creating audit or regulatory work papers + Ability to identify and recommend… more
- Regions Bank (Birmingham, AL)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the development and… more
- Regions Bank (Birmingham, AL)
- …to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more
- Regions Bank (Hoover, AL)
- …The information that you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate your qualifications and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk… more