- M&T Bank (Clanton, AL)
- …and opining on marketing materials and incentive compensation plans (ICP) from a regulatory perspective and providing feedback and formal compliance approval as ... for assisting with the continued development of a robust marketing review compliance program, to include regulatory change management, business unit monitoring… more
- M&T Bank (Clanton, AL)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...Delivers training to assigned line of business to increase compliance awareness + Gathers information requested by regulatory… more
- Wells Fargo (Birmingham, AL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Mortgage Retail Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. Learn more about our career areas… more
- Regions Bank (Birmingham, AL)
- …collaboratively facilitating the development of processes and procedures to ensure regulatory compliance , including participation in team meetings, business ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) + Strong analytical,… more
- Regions Bank (Hoover, AL)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...and delivers training to assigned business area to increase compliance awareness + Gathers information requested by regulatory… more
- Regions Bank (Birmingham, AL)
- …to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more
- Regions Bank (Birmingham, AL)
- …The information that you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate your qualifications and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk… more
- Regions Bank (Birmingham, AL)
- …The information that you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate your qualifications and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...section of the system. **Job Description:** At Regions, the Compliance Analyst is a second line of defense risk… more
- Regions Bank (Hoover, AL)
- …The information that you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate your qualifications and ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more