- US Bank (Irvine, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...(FLOD) for Consumer and Business Banking (CBB), the CBB Compliance Team collaborates with business units, risk teams, and… more
- Wells Fargo (Ontario, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional… more
- City National Bank (Los Angeles, CA)
- …responsible, tenacious, independent, self-confident, high-energy, etc. * Familiarity with regulatory requirements, risk management, and compliance principles. * ... *LEAD STRATEGY CONSULTANT * WHAT IS THE OPPORTUNITY? This role drives...through Salesforce, data governance, progressive core modernization, controls and compliance process transformation, among others. * Lead cross functional… more
- Wells Fargo (Santa Ana, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Lincoln Financial (Sacramento, CA)
- …administrators, transfer agents, consultants , and others. Additionally, the Compliance Consultant is responsible for effective implementation of these ... at a Glance** The Role at a Glance The Compliance Consultant , Funds Management role is responsible...performs compliance reviews and analysis to assess compliance with policies and procedures and regulatory … more
- Wells Fargo (El Cajon, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an CA-WA Mortgage Retail Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. Learn more about our career… more
- Lincoln Financial (Sacramento, CA)
- …**Requisition #:** 74427 **The Role at a Glance** As the Internal Controls Consultant , you will provide subject matter expertise on design and effectiveness of ... of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control...+ NAIC general knowledge + Experience creating audit or regulatory work papers + Ability to identify and recommend… more
- Umpqua Bank (Roseville, CA)
- …internal policy and regulatory standards of "effective challenge. + Demonstrates compliance with all bank regulations for assigned job function and applies ... Bank 's corporate, enterprise, and financial risk management practices,ensuring compliance with the company's riskappetite, key risk indicators, policies, and… more
- City National Bank (Los Angeles, CA)
- …new colleagues have completed all required pre-employment processes and meet all regulatory and compliance standards. This colleague represents the organization ... experience for our new colleagues in partnership with our Talent Acquisition Consultants , Hiring Managers and HR Business Partners. Specialist will use technology,… more
- Lincoln Financial (Sacramento, CA)
- …a high standard of service and governance for all programs. * Support audits, compliance reviews, regulatory filings and other duties as needed. **What we're ... - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more