- KeyBank (New York, NY)
- …with stakeholders across the organization and leading efforts to monitor compliance with partner-related regulatory requirements. - Risk and Controls: ... KeyBank is launching a new healthcare-focused business line within its Consumer Bank , with a primary focus on serving physicians, dentists and healthcare… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... customer service + Build relationships with realtors, builders, financial professionals, bank stores, past customers, and other non-traditional sources + Develop and… more
- Lincoln Financial (Albany, NY)
- …a high standard of service and governance for all programs. * Support audits, compliance reviews, regulatory filings and other duties as needed. **What we're ... - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... and restrictions related to customers identified as posing increased financial crime risk, in compliance with the bank 's Customer Exit Standard. The team is also… more
- US Bank (New York, NY)
- …Partners with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants , RCA Managers and other Senior RCA Managers ... measuring performance of DR plans + Cloud Security & Compliance : Understanding cloud-native controls and regulatory frameworks...requirements (eg, FFIEC, NIST, ISO 22301) + Represent US Bank in regulatory and industry forums related… more
- Mizuho Corporate Bank (New York, NY)
- …contractor data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure ... to lead cross-functional initiatives and manage competing priorities. + Experience with regulatory and compliance requirements related to People data (eg, GDPR,… more
- US Bank (New York, NY)
- …project performance, and continually monitor risk profile of debt transactions in compliance with all applicable banking regulatory requirements and internal ... including the maintenance and revision of internal policies and procedures. + Actively ensure compliance with the US Bank Code of Ethics and all Anti‐Money… more
- City National Bank (New York, NY)
- …Qualifications* * Working knowledge of Bank operations, policies and procedures and regulatory compliance . * General knowledge of Bank products and ... * Negotiates transactions; documents and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and… more
- UMB Bank (Albany, NY)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the...May be primary liaison for internal audit/ compliance reviews, as well as external exams. + Partner… more
- M&T Bank (Buffalo, NY)
- …requested application changes related to an enterprise-wide or business initiative, compliance / regulatory requirement, required system change due to contractual ... **Overview:** **We are seeking a highly skilled Functional Consultant with primary expertise in Oracle cloud General...functional issues in GL and AHCS modules. * Ensure compliance with accounting regulations and financial reporting standards. *… more