- UMB Bank (Albany, NY)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works...very hard working and are passionate about protecting the bank while providing support to our branches. At UMB,… more
- Regions Bank (Great Neck, NY)
- …monitoring and servicing + Develops a strong working knowledge of and ensures compliance with internal bank commercial loan policy, credit risk management ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more
- UMB Bank (Albany, NY)
- …Channels Product** group delivers online and mobile solutions for the Bank 's clients, including consumers, small businesses, and corporates. As the **Senior ... responsible for prioritizing and managing the delivery of the Bank 's online solutions. **This role is hybrid (Tue through...the go-to market offerings. + Partner with internal departments ( compliance and legal) to ensure that all product features… more
- M&T Bank (Buffalo, NY)
- …in Actimize Risk and Case Management (RCM) tool for Alert disposition. Create regulatory reporting as per business need using Actimize DART and Dashboards and ... with business clients to discuss application changes for initiatives and compliance requirements. Participate in design discussions to ensure delivery of functional… more
- SMBC (New York, NY)
- …As part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank , SMBC Americas Division has launched ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- SMBC (White Plains, NY)
- …The ideal candidate will bring experience in AI governance, data management, regulatory compliance , and program delivery, with a proven ability to ... years of experience in program or portfolio management, with experience in regulatory compliance , and enterprise transformation. + Proven experience leading and… more
- Citigroup (Smithtown, NY)
- …will have an expert understanding of the US wealth advisory and bank -channel industry, and direct competitors' products and services. The Wealth Regional Director ... Advisor and Relationship Manager productivity. + Partner across businesses such as Retail Bank , Commercial Bank , Small Business, Wealth at Work and Private … more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through… more
- Santander US (New York, NY)
- …approves policies, procedures, contracts and related documents for business operations, regulatory compliance , , confidentiality of proprietary information, , ... directors on strategies and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of concern. +… more
- Citigroup (Getzville, NY)
- …Treasury Investments + Knowledge of, and experience in, analyzing legislative, regulatory /supervisory and legal/ compliance texts and analysis Qualifications: + ... quality issues to examine impacts to Customer Experience and Regulatory breaks. + Has the ability to operate with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more