- First Horizon Bank (Raleigh, NC)
- … Compliance and Internal Audit partners to ensure that the credit remains in compliance with Bank and regulatory policies. + Provide documentation to Loan ... and procedures, and provide comments regarding the documents to bank counsel and the Line of Business as needed....and review bids from 3 rd . party Construction Consultant (s) when required. + Review and approve required project… more
- TD Bank (Charlotte, NC)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations… more
- Wells Fargo (Gastonia, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- Wells Fargo (Charlotte, NC)
- …risk summaries for high-risk clients. The individual's efforts will directly support the bank 's efforts in maintaining regulatory compliance and mitigating ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Charlotte, NC)
- …is a plus) * Minimum 10 years of experience in compliance , risk, legal, regulatory and/or related bank regulatory experience * Minimum 7 years leading ... GRC program. The position will closely coordinate with the Bank 's and RBC US/CUSO's Regulatory Relations and...that may impact their relevant business operations from a compliance perspective; actively monitor and report on regulatory… more
- Lincoln Financial (Greensboro, NC)
- …Glance** The Role at a Glance: We are excited to bring on a Consultant , Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business ... and social media. * Act as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual states. * Direct and… more
- …Glance** The Role at a Glance: We are excited to bring on a Consultant , Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business ... + Act as subject matter expert regarding firm and regulatory guidelines including FINRA and SEC, and knowledgeable in...Provide training opportunities to help foster knowledge sharing regarding compliance topics. + Add value by getting ahead of… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants , and other RCA Managers to, depending on ... At US Bank , we're on a journey to do our...the Lines of Defense. Position Responsibilities: + Partners with Regulatory Services, Corporate Compliance , and other relevant… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... products and processes. Your leadership skills are essential to managing deadlines, compliance with regulatory requirements, and continued enhancement of credit… more