- Lincoln Financial (Charlotte, NC)
- …a high standard of service and governance for all programs. * Support audits, compliance reviews, regulatory filings and other duties as needed. **What we're ... - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- Bank of America (Charlotte, NC)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Delivery-Lead Technology\_25031797-1) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...health of the deliverables, and managing program risk and compliance to standards. Job expectations include ensuring delivery meets… more
- Wells Fargo (Charlotte, NC)
- …into streamlined executive presentations + Support operational processes and participate in regulatory compliance activities such as internal audits + Knowledge ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Huntington National Bank (Raleigh, NC)
- …exceeding customer needs and expectations, as well as credit and regulatory requirements, for originating and structuring Commercial loans. Originate, monitor and ... renew loan relationships consistent with the bank 's policies and procedures. Serves as the point person...credit checks and assuring loan meets all policy and regulatory requirements. + Serve existing accounts, review quarterly, semi-annual… more
- Regions Bank (Charlotte, NC)
- …to provide excellent customer service + Demonstrates knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more
- City National Bank (Charlotte, NC)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due /… more
- Regions Bank (Charlotte, NC)
- …the business group due to errors for regulatory ineffectiveness + Ensures compliance to department, agency, bank and federal guidelines and procedures to ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...skills **Additional Job Description** + Must have experience with regulatory and compliance + Preference for risk… more
- UMB Bank (Raleigh, NC)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works...very hard working and are passionate about protecting the bank while providing support to our branches. At UMB,… more
- Regions Bank (Charlotte, NC)
- …the life cycle of each product, ensuring proper risk controls and monitoring, and compliance with regulatory risk and operational risk + Develops products and ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...the marketplace while ensuring adherence to all of Regions' compliance and regulatory standard + Collaborates with… more
- Regions Bank (Charlotte, NC)
- …within assigned portfolio + Develops a strong working knowledge of and insures compliance with internal bank commercial loan policy, credit risk management ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more