- Bank of America (Charlotte, NC)
- …value-added analytics and reporting solutions that support operational efficiency & regulatory compliance in the Anti-Money Laundering and Know Your ... including GBAM Sales COOs, Refresh Operations, Global Financial Crimes, Risk & Compliance , Technology, as well as external consultants . + Analyzing problems… more
- Huntington National Bank (Raleigh, NC)
- …exceeding customer needs and expectations, as well as credit and regulatory requirements, for originating and structuring Commercial loans. Originate, monitor and ... renew loan relationships consistent with the bank 's policies and procedures. Serves as the point person...credit checks and assuring loan meets all policy and regulatory requirements. + Serve existing accounts, review quarterly, semi-annual… more
- Truist (Raleigh, NC)
- …teams, second line of defense risk partners and other applicable areas of the bank to execute on risk program deliverables. Execute and support risk program and ... including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other special assessments and reporting as directed by… more
- Lincoln Financial (Charlotte, NC)
- …a high standard of service and governance for all programs. * Support audits, compliance reviews, regulatory filings and other duties as needed. **What we're ... - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- Truist (Greensboro, NC)
- …a professional relationship with vendors supporting assigned systems. 8. Help ensure regulatory compliance as applicable. 9. Act as the technical resource ... effective strategic planning and process improvement aptitude for multiple bank operations functions **Preferred Qualifications:** 1. Advanced degree in Business,… more
- Regions Bank (Charlotte, NC)
- …to provide excellent customer service + Demonstrates knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ... you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate...law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule… more
- UMB Bank (Raleigh, NC)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the...May be primary liaison for internal audit/ compliance reviews, as well as external exams. + Partner… more
- City National Bank (Concord, NC)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due /… more
- UMB Bank (Raleigh, NC)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works...very hard working and are passionate about protecting the bank while providing support to our branches. At UMB,… more
- Regions Bank (Charlotte, NC)
- …The information that you submit will be collected and reviewed by associates, consultants , and vendors of Regions in order to evaluate your qualifications and ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more