- TEKsystems (Charlotte, NC)
- …will be working in complaints department regarding escalated complaints for anything within the bank . A complaint will come in to this area and it will initially be ... management system to ensure customer issues are addressed while maintaining compliance with internal company requirements and standards. * Respond independently to… more
- Lincoln Financial (Charlotte, NC)
- …filings to ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of 1940 as well as the Securities ... ask applicants to provide their social security numbers, date of birth, bank account information or other sensitive information in job applications. Additionally,… more
- Truist (Charlotte, NC)
- …of data risk policies, standards, guidelines and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing ... 9. Document and publish data quality errors. 10. Communicate data quality non- compliance to data stewards and business users. 11. Update reports, track and… more
- Truist (Greensboro, NC)
- …Banking branches, regional and internal support departments regarding branch/ compliance /system policies by providing comprehensive service and internal operational ... a consultative approach to address client concerns by educating clients on bank products and services. Identify opportunities for banking solutions to fulfill both… more
- Truist (Wilson, NC)
- …This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position will also be cross-trained in other ... will ensure delivery of the highest quality of operational excellence while meeting compliance rules and mitigating risk to Truist. 3. Manage workloads to ensure… more
- Truist (Greensboro, NC)
- …operational procedures for changes, streamline processes, and compliment payments channel compliance . 8. Perform queries and provide reports using various data ... wire processing. 11. Daily end of day reconciliation with Federal Reserve Bank and Clearing House Interbank Payment System (CHIPS) with minimal supervision. Research… more
- Truist (Greensboro, NC)
- …informed of all changes in policies and procedures to ensure compliance with current guidelines. QUALIFICATIONS Required Qualifications: The requirements listed ... and retirement products to consumer clients. 3. General understanding of bank operations, policies, and procedures **General Description of Available Benefits for… more
- Regions Bank (Charlotte, NC)
- …Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager ... and maintaining a program infrastructure that measures, monitors, and reports compliance with applicable laws, regulations and rules that govern a specific… more
- USAA (Charlotte, NC)
- …assumptions, methodology, validation and testing to facilitate peer reviews and compliance requirements. + Understands and embraces emerging technology that can ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's degree in… more
- Truist (Kannapolis, NC)
- …need or referring the client to the appropriate branch team members or specialist . 4. Understand the importance of Integrated Relationship Management (IRM) to ensure ... in all components of the established Truist Retail Community Bank Leadership Routines. 6. Commit to advancing individual and...of all changes in policies and procedures to ensure compliance with current guidelines. 8. Serve as secondary contact… more
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