- Canandaigua National Bank & Trust (Canandaigua, NY)
- …Bank 's compliance with all regulatory requirements, eg Community Reinvestment Act (CRA), Bank Secrecy Act (BSA), Equal Credit Opportunity Act, etc. What makes ... level knowledge of the features and benefits of all bank products and services in order to ascertain customer...all internal policies, procedures, and practices in support of risk management and overall safety and soundness and the… more
- M&T Bank (Getzville, NY)
- …for process improvements. + Perform skip-tracing. + Order title searches and contact Credit Bureau or analyze credit reports to validate lien position. + ... stakeholders, and determine appropriate action. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Amherst, NY)
- …check keying including dollar amounts and MICR line information. + Process credit card transactions utilizing merchant services application. + Review and prepare ... and send customer data transmissions. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and...understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY… more
- TD Bank (New York, NY)
- …and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + Strong technology acumen, comfortable ... filed with FINRA. + Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory… more
- TD Bank (New York, NY)
- …the business line should be capable of continuous evolution to provide optimum credit trade finance, liquidity, and payment solutions to clients. **Job Summary** We ... posting, reconciliation, and accounting functions across diverse platforms in the bank . + Executive Engagement & Influence shaping strategic priorities, advise on… more
- M&T Bank (Buffalo, NY)
- …assignments, with significant access to senior management and the bank 's previous Executive Associates (EA). **Primary Responsibilities:** + Perform project ... in such functional areas as Treasury, Trust and Investment Services, Credit , Finance, Retail Banking, Commercial Banking, and Technology and Banking Operations.… more
- City National Bank (New York, NY)
- …at meetings and seminars, and responding to incoming inquiries. * Interact with Bank Colleagues and make on going calls to introduce banking services to FA's ... structure of the proposal including tax considerations, asset allocation, income needed and risk tolerance * Review draft proposal with FA prior to presentation by… more
- M&T Bank (Getzville, NY)
- …or other solutions such as: Loan Workout, Alternative Lending, Consumer Credit Counseling Services, Reages, or Extensions. + Initiate contact with customers' ... that may affect business department. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… more
- Mizuho Corporate Bank (New York, NY)
- …Regulatory Reporting Q uality A ssurance P rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and some r eport ... dealer: NFA Form, Margin Report, 17CFR 23.105k and Quarterly Risk Exposure Report . The candidate needs to have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more