- CIBC (New York, NY)
- …parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations ... We're building a relationship-oriented bank for the modern world. We need talented,...**What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of the US… more
- Capital One (Jericho, NY)
- …customer Bank Secrecy Act (BSA)-AML risks. -Manage the rollout of BSA-AML risk management tools and methodologies across the Bank . -Work in conjunction with ... trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes -Participate in… more