- Wells Fargo (Charlotte, NC)
- … audit reports + Develop and maintain excellent business relationships within Internal Audit and with teams companywide **Required Qualifications:** + 5+ ... Fargo lines of business, and evaluates the system of internal controls and processes related to financial crimes. The...Examiner designation + Experience leading and providing feedback to staff on audit /risk projects or engagement +… more
- TD Bank (Charlotte, NC)
- …and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... professional judgment and discretion in interacting and communicating with staff and senior management of the Bank ...and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with… more
- First Horizon Bank (Winston Salem, NC)
- …maximum customer service in a professional manner. Monitor and train the teller staff in supporting all bank marketing efforts and cross-sell products. ... and client service **Compliance and risk management** * Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive.… more
- Bank of America (Charlotte, NC)
- …of a segment for a site, region, or product line within the bank 's internal operations. Key responsibilities include identifying, analyzing, and resolving ... Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common...for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches *… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Five years related work experience, preferably with a BSA/AML compliance department, internal audit , or regulatory agency. Experience conducting BSA/AML risk ... ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: The Financial Crimes Risk Manager must have a high level of… more
- Bank of America (Charlotte, NC)
- …Front Line Units; communicating and interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. + Writing ... New Jersey; New York, New York **Job Description:** At Bank of America, we are guided by a common...technical documentation for related activities, and working with Technology staff in the design of systems to run models… more
- TD Bank (Charlotte, NC)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... and expert independent professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to… more
- Bank of America (Charlotte, NC)
- …Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts; Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to help ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...regulations, performing legal research, and communicating legal advice to internal partners. Job expectations include directing the work of… more
- Bank of America (Charlotte, NC)
- …+ Drafts responses to SEC review comments + Interacts directly with External & Internal audit engagement management and staff Required Qualifications: + 8+ ... Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives… more