- City National Bank (Los Angeles, CA)
- …risk. Additionally, the role will be responsible for maintaining regulatory change management , policies and procedures, training . This role is responsible for ... be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules, and… more
- City National Bank (Los Angeles, CA)
- …in support of the legal staff. Acts as an information source on bank policies and procedures, gathers, compiles, and reports information relevant to assignments. ... contracts, documents, pleadings, etc. from a variety of sources, ie, internal bank records, department databases, handwritten notes, etc. Edit and proofread to… more
- City National Bank (Los Angeles, CA)
- …of other Bank products and services, particularly those of Wealth Management * Maintain a strong working knowledge of current economic and market events ... Advisors and licensed representatives of City National Securities. Provide training for Financial Advisors, Investment Relationship Officers, Assistant Investment… more
- Umpqua Bank (Sacramento, CA)
- …This position works closely with the branch manager to attain branch- and Bank - established goals. The assistant branch manager manages a team responsible for ... operational soundness, and generating revenue for the branch and Bank . + Act as back up to personal banking...branch controls. + Routinely and consistently provide guidance and training to branch team. + Resolve conflicts with minimal… more
- City National Bank (Los Angeles, CA)
- …projects * Maintain awareness of current regulatory/industry trends impacting the Bank 's operational risk management program or practices. ... (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank 's business processes, people,… more
- City National Bank (Los Angeles, CA)
- …on audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury and finance. ... WHAT WILL YOU DO? * Complies fully with all Bank policies and procedures as well as all regulatory...Practices, Code of Conduct, etc.). * Completes all required training . * Develops a general knowledge of the business,… more
- City National Bank (Los Angeles, CA)
- …improve a product portfolio that balances client value and cost; analyze and report on program performance to bank management . * Financial management : ... well as compliance/risk management , vendor management , and product financials management . The TMS PM works with bank stakeholders, vendors and clients to… more
- Umpqua Bank (Sacramento, CA)
- …for this position may include commercial credit, lending products, relationship management , regulatory compliance, and systems training (eg,nCino). + Facilitate ... using Learning Management Systems (LMS), Microsoft Office suite, and project management tools to support training operations. + Effective facilitation skills… more
- TD Bank (San Francisco, CA)
- …disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your ... date, based on business needs and candidate qualifications. Provide specialized business management guidance and support for a functional area and implement policies… more
- City National Bank (Los Angeles, CA)
- *MANAGER OF CONTROLS & SURVEILLANCE* WHAT IS THE OPPORTUNITY? City National Bank - Fraud Risk Department is on a mission to establish Modernized, Best-in-class and ... Well Managed Fraud Risk Program . To achieve this objective, one of the critical...threat landscape. To deliver on this objective, City National Bank is looking for seasoned Fraud Leader that is… more