- Regions Bank (Clearwater, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. **Job Description:** At Regions, the Private Wealth Management Associate Wealth Advisor, through the mentorship of a senior… more
- Regions Bank (Tampa, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. **Job Description:** At Regions, the Learning & Development Innovation Execution Partner designs and implements business… more
- Regions Bank (Tampa, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. **Job Description:** At Regions, the Solutions Architect oversees multiple dimensions of assigned applications and/or… more
- Santander US (Miami, FL)
- …services sector, particularly the products and services of a commercial or investment bank . + Advanced understanding of the regulatory environment and how the ... Function Description** Monitors activities to minimize the Corporate & Investment Bank 's (CIB) exposure to risk. Activities may include quantitative analysis, risk… more
- Santander US (Miami, FL)
- …services sector, particularly the products and services of a commercial or investment bank . + Advanced understanding of the regulatory environment and how the ... and KRI processes, ensuring consistency with internal standards and regulatory expectations. **What You Bring:** To perform this job...risks of the products and services the bank offers are viewed by the Second Line of… more
- American Express (Sunrise, FL)
- …regulatory examinations or audit. **Preferred Qualifications:** + Knowledge of all regulatory bodies that influence bank policies for Consumer Practices ... a team within the Consumer Practices (UDAAP) Program for American Express National Bank (" Bank "). This position will drive day-to-day compliance activities that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … risk. Works with internal and external business partners to ensure regulatory compliance within the Bank 's Corporate Banking division. Influences strategic ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules and… more
- Citigroup (Miami, FL)
- …7, 66 (63/65), 24 and 31. Series 9/10 also preferred + Knowledge of Bank and Broker-Dealer businesses, regulatory requirements and related policy + Knowledge of ... of supervisory issues escalated + Review and approval of designated bank -channel and broker-dealer investments + Manage surveillance alerts within stated policy… more
- Citigroup (West Palm Beach, FL)
- …clients on digital and self-service opportunities offered by Citi + Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety ... and security of client and bank assets + Ensure all client needs are met and effectively manage client issues/concerns, escalating as needed + Maintain working… more
- BMO Financial Group (Marco Island, FL)
- …with legal and regulatory requirements for the jurisdiction. + Protects the Bank 's assets in compliance with all regulatory , legal, and ethical requirements. ... goal of making it easy, simple, and fast to bank with BMO. + As a lobby leader, assists...with the wider financial services marketplace, the legal and regulatory environment, and our commitment to uphold the highest… more