- American Express (New York, NY)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk ... and progress by creating a culture of risk awareness and proactivity around regulatory matters. Regulatory Exam Lifecycle Management: The Regulatory Exam… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting. The AVP role is responsible for various ... regulatory filing preparation and submission of daily, weekly, and...needed to provide information and responses. + Participate in bank examinations and internal and external audits. + Maintain… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- **Position Summary** Provides critical support in developing global regulatory strategy, planning and execution of global investigational and marketed prescription ... for all assigned projects in alignment with the Global Regulatory Lead. Translates complex pertinent global requirements and provides...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- Citigroup (New York, NY)
- **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi ... The objective of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization is responsive, agile… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... Office. This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for enhancing transparency and senior oversight… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement ... prudential regulators. This role reports to the Head of Regulatory Relations. **Role Objectives** + Serve as the primary...10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services… more
- Deloitte (New York, NY)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an ... evolving regulatory environment into defensible actions that strengthen, protect, and...regulator (eg, OCC, FRB) + Direct working experience developing bank licensing applications and their related business plans +… more
- Citigroup (Getzville, NY)
- Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate will be required to...+ Significant interaction with a wide range of senior bank and risk management colleagues, as well as external… more
- TD Bank (New York, NY)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy...operational and regulatory risk by complying with Bank policy and Code of Conduct **Employee/Team Accountabilities:** +… more
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