- City National Bank (New York, NY)
- …ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for ... areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory ...and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Wells Fargo (New York, NY)
- …and upload data into the systems of record to ensure compliance with all bank policies, procedures, and regulatory requirements + Collaborate and consult with ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- TD Bank (Franklin Square, NY)
- …compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, and demonstrate meeting Operational, ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- Bank of America (New York, NY)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director--Business-Support-Manager\_25034647-1) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...communication. + Act as the primary resource for addressing regulatory risk, financial reporting, legal, compliance and operational risks,… more
- Bank of America (New York, NY)
- …with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your whole self to ... profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and reputational risks. Job expectations include working… more
- Bank of America (New York, NY)
- …**Job Description:** **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and… more
- M&T Bank (New York, NY)
- …work might be a possibility, IF the final candidate is not near an M&T Bank office in one of the above referenced locations._** **Overview:** Leads a team within ... Corporate Treasury that directs strategic management and trading for the bank 's Derivatives Portfolio and MSR Hedging. This position will be responsible for leading… more
- Bank of America (New York, NY)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review-Senior-Portfolio-Manager\_25028992) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific business/product groups:** TD Bank Group **Reports ... functions + Monitoring and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the tax aspects of corporate… more