- Bank of America (New York, NY)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Audit-Manager Vendor-Manager\_25029066) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...decision-making + Mitigate vendor risks and ensure adherence to regulatory guidelines and internal controls + Identify opportunities to… more
- Bank of America (New York, NY)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Liquidity-Risk-Sr-Specialist\_25030378) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...+ Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America)… more
- M&T Bank (Williamsville, NY)
- …of day shifts and evening shifts._ **Overview:** Serves as voice of the Bank by providing an outstanding service experience for inbound and outbound customer ... servicing events. Responds to incoming requests for information on Bank products and services, and provides solutions for common customer requests across business… more
- Bank of America (New York, NY)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Interest-Rate-Risk-Manager\_25029516) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United… more
- Bank of America (New York, NY)
- …**Job Description:** At Bank of America, we ... rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for… more
- TD Bank (New York, NY)
- …for TD Access, ESOP/GSR, and Business Resiliency + Oversees and ensures all regulatory requirements are met including pre- and post-acceptance review, Reg 9, and ... a criminal background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action search, and… more
- TD Bank (New York, NY)
- …that those strategic initiatives and directives comply with all relevant regulatory requirements, standards and expectations, as well as internal compliance policies ... 10+ years related experience required + In-depth knowledge of financial services, regulatory industry practices + In-depth knowledge of laws rules and regulations… more
- TD Bank (New York, NY)
- …expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important ... (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory requirements… more
- Mizuho Corporate Bank (New York, NY)
- Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance ... laundering (AML) and know your customer (KYC) matters, and coordinating regulatory examinations and relations. Summary The AML Surveillance Associate is responsible… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance/ regulatory requirement, required system change due to contractual agreement or ... may need to change or be impacted by enterprise-wide initiatives, like regulatory requirements, other system enhancements or business initiatives. + Work with other… more