- City National Bank (New York, NY)
- …* Negotiates transactions; documents and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and ... the Safe Act. *Additional Qualifications* * Working knowledge of Bank operations, policies and procedures and regulatory ...of Bank operations, policies and procedures and regulatory compliance. * General knowledge of Bank … more
- City National Bank (New York, NY)
- …rate of return; documents and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk ... relationships with prospects and customers consistent with the objectives of the bank . * Actively works with customers and develops prospects consistent with the… more
- M&T Bank (Rochester, NY)
- …**Primary Responsibilities:** + A LTA II must understand and adhere to the Bank 's risk and regulatory standards, policies and controls in accordance with ... on equipment type. This must be done in a manner that adheres to the Bank 's internal operations, credit and pricing policies, ensuring that the Bank 's legal… more
- City National Bank (New York, NY)
- …and provides a final Workbook to the Processor * Ensures compliance with bank and statutory/ regulatory guidelines * Client Satisfaction * Promotes a team ... goal of achieving the optimal quality asset for the bank while satisfying the needs of borrower. The Underwriter...to the quality and customer satisfaction goals of the bank * Productivity * Ensures all goals and service… more
- City National Bank (New York, NY)
- …and provides a final Workbook to the Processor * Ensures compliance with bank and statutory/ regulatory guidelines * Client Satisfaction * Promotes a team ... goal of achieving the optimal quality asset for the bank while satisfying the needs of borrower. The Underwriter...to the quality and customer satisfaction goals of the bank * Productivity * Ensures all goals and service… more
- American Express (New York, NY)
- …your place in finance on #TeamAmex. As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports ... Company and its underlying subsidiaries. As American Express transitions to a higher bank category (Cat 3/2), we are focusing on strengthening our risk management… more
- American Express (New York, NY)
- …of regulatory frameworks applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC, etc.) + ... organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with… more
- UMB Bank (Albany, NY)
- …certified general commercial appraiser + Demonstrated ability to effectively apply bank policy and regulatory requirements to daily responsibilities. ... compliance with the valuation of real property as outlined in federal regulations and bank policy in order to mitigate risk. **_How you will spend your time:_** +… more
- TD Bank (New York, NY)
- …discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + ... skills** + **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (New York, NY)
- …preferably focused on Communications Surveillance at a GSIB (Global Systemically Important Bank ). + Experience managing complex regulatory remediation related to ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more