- NBT Bank (Albany, NY)
- …appropriate for each situation to mitigate the risk of loss to the Bank and/or reduce the level of non-performing assets. Responsible for developing and maintaining ... plans, including exit strategies, while ensuring compliance with any regulatory requirements. Ability to identify and recommend referral of...available in each of the states in which the Bank does business + Strong credit skills, including the… more
- M&T Bank (Amherst, NY)
- …scope and required due date. + Complete research and inquiries on several Bank systems with customer information to identify type of relationship and where relevant ... to legal paper within designated timeframes by providing copies of requested Bank records along with affidavit of authenticity. + Coordinate appearances with Legal… more
- M&T Bank (Rochester, NY)
- **Overview:** Provides the Bank 's customers and prospects with Equipment Financing solutions, through the utilization of tax, non-tax, and tax-exempt financing ... identify, process, and close equipment financing opportunities that meet the Bank 's credit and profitability guidelines. Assist in training Commercial Relationship… more
- M&T Bank (Buffalo, NY)
- …and validation related to funding new syndicated, participated or Bank -owned Commercial equipment lease transactions, non-trust escrow disbursements for Leasing ... processing. + Serve as main contact point with Commercial bank , internal business partners and or other financial institutions;...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- M&T Bank (Buffalo, NY)
- …in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- City National Bank (New York, NY)
- …risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due / ... banking regulations and experience with enforcement agencies' oversight activities ( regulatory exams, consent orders etc.) within globally systemically important… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or ... experience + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage ... engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms supporting general ledger (including subledger and… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- Mizuho Corporate Bank (New York, NY)
- …for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting and ... adherence to controls and improve the supervisory control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new… more