- Mizuho Corporate Bank (New York, NY)
- …player. + Strong written and verbal communication skills. + Knowledge of regulatory requirements for the financial services industry. + Experience with drafting and ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- UMB Bank (Albany, NY)
- …interviews with branch associates to assess the associate's understanding of applicable regulatory requirements. + Issuing a summary memorandum of each retail branch ... to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments....with you if:_** + 5-7 years of branch / bank operations experience. + High school diploma or equivalent.… more
- Citigroup (New York, NY)
- …well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times + Calls on ... proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time +… more
- UMB Bank (Albany, NY)
- …time:** + Administer Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the process and procedure ... to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + May be… more
- Mizuho Corporate Bank (New York, NY)
- …testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit) related to IT infrastructure and cybersecurity ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …the feedback from the stakeholders throughout the plan submission process + Facilitate the regulatory inquiry with the stakeholders across 1 st line, 2 nd line and 3 ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …preparation and execution Governance and Compliance: + Ensure compliance with regulatory requirements, industry standards, and internal policies + Oversee the ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …control point between control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and challenge to AI strategy, ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Tompkins Community Bank (Ithaca, NY)
- …related sub-systems and to assist with the preparation of financial reports, regulatory reports and other external reports. Responsibilities are similar to Staff ... + Assist in quarterly preparation of financial reports for regulatory and SEC reporting as well as in the...+ Tuition Reimbursement + Free Parking throughout Tompkins Community Bank + Employee Referrals EEO Statement Tompkins is committed… more
- Mizuho Corporate Bank (New York, NY)
- …to improve efficiency and reduce operational costs. + Ensure compliance with regulatory requirements and industry best practices. + Develop and manage the roadmap ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more