- HSBC (New York, NY)
- …regulatory landscape and ability to assess the impact of proposed changes in regulatory rules to the bank , especially those pertaining to credit risk, ... local and HSBC Group credit policies and procedures and applicable regulatory requirements. This includes the unilateral authority to independently assess and… more
- Citigroup (Brooklyn, NY)
- …clients on digital and self-service opportunities offered by Citi + Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety ... and security of client and bank assets + Ensure all client needs are met and effectively manage client issues/concerns, escalating as needed + Maintain working… more
- Citigroup (New York, NY)
- …7, 66 (63/65), 24 and 31. Series 9/10 also preferred + Knowledge of Bank and Broker-Dealer businesses, regulatory requirements and related policy + Knowledge of ... of supervisory issues escalated + Review and approval of designated bank -channel and broker-dealer investments + Manage surveillance alerts within stated policy… more
- New York State Civil Service (New York, NY)
- …and office of general counsel as well as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage Committee, ... banking experience with strong knowledge of banking policies and procedures and bank examination standards and processes;* At least five years of experience… more
- Scotiabank (New York, NY)
- …throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge; + Lead self-identification of control gap ... products and services, organic business growth, system changes/new implementation, regulatory requirements; + Participate in the collation of information required… more
- HSBC (New York, NY)
- …our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and training ... related to the regulatory landscape to the First Line of Defence/business. They...Volcker rule and other Enterprise-wide regulations such as the Bank Holdings Act, Regulation Y - Permissible Activities, Power… more
- Scotiabank (New York, NY)
- …Control (1B) to ensure implementation of initiatives in accordance with regulatory expectations, risk appetite, organizational risk practices and evolving business ... Global CISO, Risk, Operations, compliance and legal teams to deliver improved US regulatory outcomes and strategies. + Supports in the US 1st line Technology Risk,… more
- Scotiabank (New York, NY)
- …Cloud Engineering leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit, and the Enterprise Technology Risk Management team. ... function. You will also work in applying and maturing Bank technology and systems by leveraging your technical skills...with internal and external control standards, as well as regulatory and audit requirements. + **Lead 2nd Line Challenge:**… more
- MUFG (New York, NY)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration with the goal ... existing clients within the Global Subsidiary Banking vertical. + Underwrite new bank debt transactions according to established policies and guidelines for both… more
- Scotiabank (New York, NY)
- …groups, and external partners. + Provide oversight and governance to the bank 's International Banking (IB) groups to develop and deliver a unified transaction ... experience. + Directs day-to-day activities in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. Communicates… more