- Scotiabank (New York, NY)
- …Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable ... regulatory requirements to ensure testing is adequately designed to...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group ... action when business activities exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a **Senior Lead Business Execution Consultant** in New York, NY.… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... advisor who uses data to deliver industry leading assurance and insights to keep the Bank and our customers safe. **What You'll Do** + Act primarily as Officer in… more
- SMBC (New York, NY)
- …As part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank , SMBC Americas Division has launched ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- American Express (New York, NY)
- …American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line challenge ... challenge and guidance to US Consumer Deposits business stakeholders on compliance/ regulatory requirements applicable to consumer deposit products and features. +… more
- JPMorgan Chase (Brooklyn, NY)
- …Global Rates Product Controller - Senior Associate in the Corporate & Investment Bank , you will be responsible for overseeing the financial statements and management ... for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the Global Rates Balance Sheet from a Net Funding,… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group ... action when business activities exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a **Senior Lead Business Execution Consultant** in New York, NY.… more
- Scotiabank (New York, NY)
- …strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous improvement in control effectiveness. **What You'll ... executing Risk and Control Self-Assessments (RCSAs) and managing complex regulatory engagements. In addition, this role will be expected...York : New York City Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
- Citigroup (New York, NY)
- …has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves over 500,000 clients through its ... building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items related to Citi regulatory … more