- KeyBank (NY)
- …and discouraging actions that may expose KeyCorp and its subsidiaries to regulatory , compliance, or reputational risks in excess of Key's risk tolerance. This ... highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must be able...of business and Regulation W. . Serve as the bank 's Regulation W Officer. . Provide strong leadership, mentoring,… more
- Guthrie (Binghamton, NY)
- Position Summary: Position provides laboratory technical support and regulatory consultation for the Point of Care Testing Program (POCT) and assists with ... is performed and documented for POCT equipment troubleshooting, POCT regulatory compliance issues, and proficiency testing failures. Provides corrective action… more
- HSBC (Buffalo, NY)
- …Management holds a technical/business analyst position on the D&A Risk, Finance and WPB Regulatory Team and acts as a Subject Matter Expert for Regulatory Card ... Process and Data Steward for Card and RBB Basel Regulatory Reporting process + Card responsibilities that include the...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- CTG (Buffalo, NY)
- …and clients with respect to products and services as assigned. + Assess bank forms to determine whether revisions are necessitated by changes in regulations, ... bank policy, or product offerings. + Review, investigate, and...to attorneys on legal issues to ensure legal and regulatory compliance. + Interview clients and witnesses, and research… more
- Wells Fargo (New York, NY)
- …with outstanding talent. It all begins with you. The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital markets and advisory ... serve institutional investor needs + Identify opportunities to mitigate legal, regulatory , reputational, and financial risks + Establish new and differentiated… more
- Arrow Financial Corporation (Glens Falls, NY)
- …control related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, FRY 9, etc.) reporting. Determine and develop ... streamline processes. > Prepare, review, and maintain supporting documentation for regulatory and financial reports; prepare financial statements, board reports and… more
- HSBC (New York, NY)
- …+ Recommend credit limits in partnership with Relationship Managers based on the bank 's risk appetite and client's credit risk profile + Understand Markets products ... and operational risk controls in accordance with HSBC and regulatory standards, policies and practices; report control weaknesses, compliance...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- Citizens (New York, NY)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more
- Citigroup (New York, NY)
- …and industries. The Special Assets team oversees credit exposure with adverse regulatory classifications facing various stages of stress or distress and a heightened ... external stakeholders. Special Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying values of… more
- MUFG (New York, NY)
- …maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. + Conduct site visits and participate in client and ... bank meetings. **Policy and Deal Advocacy:** + Support the...and group level. + Ensure compliance with policy and regulatory requirements. **Skills and Experience:** Ideally you would have:… more