- Wolters Kluwer (New York, NY)
- …to help save lives, improve how we do business, and build better judicial and regulatory systems. We help them get it right. This role is part of the Advanced ... and law firms with solutions that enable compliance with ever-changing regulatory and legal obligations, improve efficiency, and help achieve better business… more
- Santander US (New York, NY)
- …partners to help ensure operations comply with laws and other regulatory provisions and contractual obligations. + Drafts, reviews, negotiates, advises regarding ... policies, procedures, contracts and related documents for business operations, regulatory compliance, , confidentiality of proprietary information, , and generally… more
- MUFG (New York, NY)
- …products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management ... liquidity risk management and key stakeholders + Monitor developments in regulatory guidelines, interpret the requirements, and implement compliant solutions +… more
- Citizens (Tarrytown, NY)
- Description Citizens Private Bank has accelerated its strategy to build out Wealth Management, scale Business Banking, grow deposits, and expand in key growth ... + Oversight of the accurate and timely production of internal, client and regulatory reporting + Lead the development and implementation of new reports and… more
- SMBC (New York, NY)
- …Description** The Risk Identification -plays a critical role in supporting the bank 's capital planning and stress testing framework. This position is responsible for ... material risks across the enterprise to ensure alignment with CCAR regulatory expectations. The role involves close collaboration with business units, risk… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …review technical reports, protocols, risk assessments, and relevant sections of regulatory submissions (IND, BLA, MAA, etc.) related to downstream processing. + ... Collaborate closely with Upstream MSAT, Validation MSAT, QA, Regulatory , Process Development, Analytical Development, and CDMO technical teams. + Stay current with… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... develop the drug in accordance with a clinical and regulatory strategy. + Working with experts and consultants in...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- MUFG (New York, NY)
- …is to support various teams and products within our Global Corporate Investment Bank . A successful candidate will be familiar with all manners of transaction ... business unit in explaining products to clients. + Advise on the legal, regulatory and reputational issues and risks arising in transactions and in the… more
- Insight Global (New York, NY)
- …strong risk and controls mindset, and an understanding of the securities regulatory landscape. They are looking for analytical self-starters that can immediately ... audits focused on the firm's compliance with the securities regulatory requirements and a strong control environment * Drive...- 4-8 years of audit experience from a peer bank or Big 4 covering financial services, preferably a… more
- MUFG (New York, NY)
- …(may occur outside of business hours). + Actively ensures compliance with the Bank 's Business Standards of Conduct and all Patriot Act, CIP, Anti-Money Laundering, ... Bank Secrecy Act, Information Security and suspicious activity reporting...Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all… more