- Scotiabank (New York, NY)
- …will be responsible for providing strategic leadership and oversight of the bank 's operational risk management framework with special attention to RCSA program and ... institution. + Working knowledge of Capital Markets and current regulatory environment in the Financial Services industry. + Expertise...York : New York City Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
- Citigroup (Getzville, NY)
- **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- SMBC (New York, NY)
- …asset class within the credit and business guidelines established by the Bank . Follow market trends, collect marketing intelligence and propose ideas to the ... cross-selling of products that enhance the return for the Bank and executing per the department strategy set forth...enhance our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures;… more
- MUFG (New York, NY)
- …and report on the quality of risk assets and effectiveness of the Bank 's processes to control credit, trading, and associated concentration risks of a complex ... nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is assigned complex… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... including testing control effectiveness with analytics-based testing + Analyze regulatory and industry cybersecurity requirements and frameworks over risk… more
- Wells Fargo (New York, NY)
- …+ Aid in the marketing and distribution of syndicated loan product to various bank , life company and private credit participants + Serve as a day-to-day operational ... Persons (AP) cannot be subject to statutory disqualification, in addition to regulatory and compliance requirements, including successful completion of criminal and … more
- Wells Fargo (New York, NY)
- …Portfolio Managers + Act as an organizational liaison with industry and regulatory organizations related to trading issues + Determine appropriate strategy and ... **Desired Qualifications:** + 12+ years of experience trading at a bulge bracket bank + Consistent track record of strong PnL + Experience running a global… more
- MUFG (New York, NY)
- …lines' adherence to the operational risk framework in effectively managing risk as the bank 's first line of defense and the second line of defense ORM's view of ... + 12+ years' experience in operational risk management, internal audit, consulting, regulatory or related field applicable to the business coverage areas described… more
- Wells Fargo (New York, NY)
- …into credit analysis, observations and lending recommendations + Represent the bank in developing and maintaining relationships with smaller or less complex ... Persons (AP) cannot be subject to statutory disqualification, in addition to regulatory and compliance requirements, including successful completion of criminal and … more
- Wells Fargo (New York, NY)
- …at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital ... + Understanding of regulated / deregulated energy market + Understanding of regulatory constructs in US utilities, IPPs and Energy infrastructure + Advanced… more