- TD Bank (Charlotte, NC)
- …**Preferred** + Stress testing knowledge and hands on experience preferred + Regulatory reporting experience preferred + Strong Data and Analytics background + SAS, ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- Wells Fargo (Gastonia, NC)
- **About this role:** Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional information ... www.wellsfargojobs.com . **In this role you will:** + Sit within assigned bank branches and originate mortgage loans. Collaborate with branch leadership, participate… more
- Cherry Bekaert (Raleigh, NC)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal audit, regulatory ... to banks and financial institutions. As the level of regulatory and business complexity continues to increase, so has...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- TD Bank (Charlotte, NC)
- …+ Evaluates the short-term Front Office requirements based on analysis of the Bank 's operational cash flow + Supports ongoing reviews with 1B, 2nd line and ... and direction to others + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Charlotte, NC)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... managing Liquidity Risk of the firm + Coordinates the Bank 's representation to 2nd LoD auditors, and regulators +...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- TD Bank (Charlotte, NC)
- …and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful in the Senior AML Financial Crime ... simple to complex in nature + Sound knowledge of Bank products, systems, policies and procedures + Strong knowledge...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- TD Bank (Charlotte, NC)
- …Finance Team works directly with the sub-vertical heads of the Commercial Bank across Institutional Commercial Real Estate, Middle Market, Asset Backed Lending, ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- Lincoln Financial (Greensboro, NC)
- …#:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory , you will prepare complex regulatory filings including the disclosure for ... and SAI disclosure), the timing of filings, names rule requirements, and regulatory trends related to Fund SEC filings. Preferred experience working with AcrPro,… more
- TD Bank (Charlotte, NC)
- …develops, coordinates, manages, and produces the analytical environment for TD Bank NA portfolios to achieve Financial (measurement, forecasts and business budgets) ... monitors and controls risk of the segments within TD Bank . **Depth & Scope:** + Provide people management leadership...as necessary + Oversees analysis in support of financial, regulatory and risk management requirements + Participates in and… more
- TD Bank (Raleigh, NC)
- …services, and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience + Accurately completes everyday ... ability to service customers with opening/closing personal deposit accounts, everyday bank transactions, debit card/credit card issues, regulation E, mobile and… more