- Lincoln Financial (Greensboro, NC)
- …maintaining the integrity of our financial results, supporting audit and regulatory reviews, and delivering clear, actionable insights to senior leadership. **What ... and business leaders, translating technical findings into business-relevant narratives. Regulatory Awareness:** Monitor and interpret regulatory developments… more
- Lincoln Financial (Greensboro, NC)
- …* Providing legal advice on fund registration statements, annual and other regulatory reports, filings and certifications. * Providing legal advice on fund board ... laws, changes/developments in the laws and other industry developments (legislative, regulatory , case law) and assist Funds Management Legal and Compliance group,… more
- PNC (Raleigh, NC)
- …Management Group (AMG) is comprised of Institutional Asset Management, PNC Private Bank , and our Investment Office. We work with individual and corporate clients ... to thrive in a lively environment. + **PNC Private Bank ** : PNC Private Bank offers a...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- Truist (Charlotte, NC)
- …Middle Market Wholesale clients, a core growth strategy for Truist Corporate & Commercial Bank (TCCB). As a senior credit delivery leader, this position is a trusted ... Review through examinations and other project work. Similarly, engagement with regulatory supervisors during examinations and/or touchpoints will also be a required… more
- Citizens (Charlotte, NC)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more
- Cherry Bekaert (Charlotte, NC)
- …**Senior Associate (Financial/Operations)** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial ... institutions. As the level of regulatory and business complexity continues to increase, so has...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- Truist (Greensboro, NC)
- …commercial loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence, legal ... partners and other internal partners to ensure consistent application of the Bank 's procedures and processes. 2. Responsible for efficient delivery of services to… more
- Comerica (Raleigh, NC)
- …Private Bankers, and Wealth Associates. Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... audit, compliance and regulatory framework to ensure a high quality, compliant portfolio...strategically aligned into three major business segments; the Commercial Bank , the Retail Bank , and Wealth Management.… more
- SMBC (Charlotte, NC)
- …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting, and risk. The ideal candidate combines deep Fixed ... and Compliance to align QA with business priorities and regulatory requirements. + Build and manage a high-performing QE...Financial Engineering). + Prior experience in a sell-side investment bank or hedge fund back office environment. + Knowledge… more
- Wells Fargo (Charlotte, NC)
- …Assignment processes including daily and option Expiry processing, as well as Regulatory & Management reporting + Work with Collateral Management, Trade Management ... and implementation + Experience with ensuring control standards are in line with Bank policies as documented + Ability to articulate all control deficiencies within… more