- Comerica (Raleigh, NC)
- …Private Bankers, and Wealth Associates. Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... audit, compliance and regulatory framework to ensure a high quality, compliant portfolio...strategically aligned into three major business segments; the Commercial Bank , the Retail Bank , and Wealth Management.… more
- Wells Fargo (Charlotte, NC)
- …business process, regulatory , or compliance audits and/or business process, regulatory , or advisory/consulting service + Exposure to bank financial reporting ... pricing, international business/regional reporting, Treasury support activities, SEC and regulatory reporting, and internal control frameworks for financial reporting.… more
- Wells Fargo (Charlotte, NC)
- …operations functions focused on enhancing our operational excellence, meeting our regulatory remediation efforts, and better serving customers. **The Role** The Head ... and solutions to manage Know Your Customer (KYC), Financial Crimes, and Bank Secrecy Act/Anti-Money Laundering (BSA/AML) risk across all Business Groups and… more
- BrightSpring Health Services (Conover, NC)
- …within general resource and reimbursement models. Ensures compliance with regulatory requirements, including the proper delivery and documentation of services ... service sites deliver services in accordance with contractual, legal, and regulatory requirements + Implements/coordinates any necessary plans of correction from a… more
- Truist (Charlotte, NC)
- …constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Experienced financial professional role that applies in-depth ... analyzes, and submits timely and accurate monthly reporting related to the Bank 's financial performance or strategy. These may include: pro-forma projections for… more
- Truist (Charlotte, NC)
- …constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Financial professional role that applies in-depth knowledge ... reviews, and submits timely and accurate monthly reporting related to the Bank 's financial performance or strategy. These may include: pro-forma projections for… more
- Lincoln Financial (Greensboro, NC)
- …maintaining the integrity of our financial results, supporting audit and regulatory reviews, and delivering clear, actionable insights to senior leadership. **What ... and business leaders, translating technical findings into business-relevant narratives. Regulatory Awareness:** Monitor and interpret regulatory developments… more
- Lincoln Financial (Greensboro, NC)
- …* Providing legal advice on fund registration statements, annual and other regulatory reports, filings and certifications. * Providing legal advice on fund board ... laws, changes/developments in the laws and other industry developments (legislative, regulatory , case law) and assist Funds Management Legal and Compliance group,… more
- Truist (Charlotte, NC)
- …Middle Market Wholesale clients, a core growth strategy for Truist Corporate & Commercial Bank (TCCB). As a senior credit delivery leader, this position is a trusted ... Review through examinations and other project work. Similarly, engagement with regulatory supervisors during examinations and/or touchpoints will also be a required… more
- Citizens (Charlotte, NC)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more