- SMBC (Charlotte, NC)
- …engagements. The successful candidate will play a key role in ensuring the bank maintains a robust and compliant Supplier Management Program aligned with our Third ... to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships… more
- Robert Half Finance & Accounting (Durham, NC)
- …compliance with applicable regulations. This role requires experience in bank and account reconciliations, month-end close processes, preparing journal entries, ... managing sales tax reporting. Responsibilities: * Perform timely reconciliations of bank accounts, addressing discrepancies to ensure accurate financial records. *… more
- Truist (Greensboro, NC)
- …Truist Wholesale Credit policies, procedures and processes. Recommend credit within the Bank 's risk appetite, and document when and why exceptions are appropriate. ... and/or credit experience 3. Comprehensive commercial lending, underwriting, and regulatory knowledge 4. Demonstrated effective problem solving skills 5.… more
- PNC (Greensboro, NC)
- …clients. Actively identifies and mitigates different types of risk, such as regulatory , reputational, operational and credit risks. + Focuses on client opportunities ... and enhance the client experience. Focuses on bringing entire bank to the client by presenting the full range...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- PNC (Raleigh, NC)
- …individuals who are passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways: * Provide an ... PNC Real Estate (commercial lending/servicing). ECOA, FCRA, RESPA, TILA, and/or UDAAP regulatory knowledge is helpful. Use of data analytics in compliance audits is… more
- Wells Fargo (Charlotte, NC)
- …decisions in complex scenarios, balancing client needs with adherence to bank policies, procedures, and compliance requirements. + Collaborate with peers, managers, ... functions. + Participate in or lead special projects, including those driven by regulatory or policy changes **Required Qualifications:** + 10+ years of secured or… more
- Wells Fargo (Charlotte, NC)
- …as the broker / dealer (Wells Fargo Advisors), Wells Fargo Private Bank and other internal divisions including consulting, marketing, legal, compliance and ... **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Wells Fargo (Charlotte, NC)
- …In-depth understanding of the banking and financial services industry, including regulatory compliance, market trends, and best practices + Lending Transformation ... + Experience developing and implementing strategic plans that align with the bank 's goals and objectives + Extensive experience in developing business case funding… more
- Wells Fargo (Charlotte, NC)
- …Management and Model Governance teams as well as outside parties including regulatory agencies and accounting and consulting firms + Make recommendations to more ... Planning, Reg YY, Liquidity Coverage Ratio, NSFR, ILST) + Familiarity with other key bank regulations (Reg W, Basel Capital etc.) + Experience with large data sets… more
- Wells Fargo (Charlotte, NC)
- …of counterparty credit exposure with certain institutional client types - mostly non- bank financial institutions such as asset managers and regulated funds, hedge ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more