- Truist (Charlotte, NC)
- …and processes. 10. Ensure team deliverables adhere to standards, procedures, and regulatory / audit requirements. 11. Supervises team of Controls Monitoring and ... controls, broad-based business practices, and understanding of business process and regulatory requirements 4. Ability to lead quality assurance and process… more
- BorgWarner Inc. (Arden, NC)
- …such as DOE's. + Test & Validate calibration strategies against regulatory and performance requirements. + Ensure document traceability from requirements through ... software, and databases. + Familiarity with calibration standards and regulatory requirements. + Excellent analytical, problem-solving, and communication skills. +… more
- PNC (Charlotte, NC)
- …clients. Actively identifies and mitigates different types of risk, such as regulatory , reputational, operational and credit risks. + Focuses on client opportunities ... and enhance the client experience. Focuses on bringing entire bank to the client by presenting the full range...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- BorgWarner Inc. (Arden, NC)
- …software adheres requirements + Work closely with Certification to ensure regulatory compliance is maintained . + Conducting system-level and unit-level verification ... leads all feature development to ensure it meets customer, performance, and regulatory requirements. + Specify and structure system requirements + Analy se source… more
- Wells Fargo (Charlotte, NC)
- …booking on the applicable systems of record + Develop expertise in bank policies, procedures and compliance requirements confirming adherence + Evaluate and ensure ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Lincoln Financial (Greensboro, NC)
- …Python and Java, ensuring alignment with best practices, business goals, and regulatory requirements. + Develop, oversee and guide the implementation of AWS ... ask applicants to provide their social security numbers, date of birth, bank account information or other sensitive information in job applications. Additionally,… more
- Wells Fargo (Asheville, NC)
- …transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Wells Fargo (Charlotte, NC)
- …management or leadership experience **Desired Qualifications:** + 5+ years of Bank Secrecy Act/Anti-money Laundering (BSA/AML) experience + Experience with RCSA, ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …audits in collaboration with internal functions (Finance, Channel Strategy/Trade, Regulatory , Supply Chain, Technical Operations, Clinical, Quality, IT, Legal, etc.) ... the job application process. We do not require any financial, credit card or bank account information and/or any payment of any kind to be considered for employment.… more
- Truist (Charlotte, NC)
- …Charlotte location listed on the requisition. The Consumer & Small Business Bank (CSBB) Deposits team has management and P&L responsibility for a significant ... and interpreting results to drive profitable growth, operational soundness, or regulatory compliance. Lead product development initiatives and other projects. 4.… more