- Intuit (San Diego, CA)
- …delight our customers, conform to Intuit policy and practices, and meet the regulatory requirements imposed upon us through our bank partner and/or State/Federal ... button. We're working to make this a reality. The Compliance Manager will support the consumer compliance ...products and work to get them approved by our bank partner while contributing to the enhancement of our… more
- Lincoln Financial (Sacramento, CA)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- Navy Federal Credit Union (San Diego, CA)
- …Analyst will serve a critical role in supporting BSA/AML and OFAC Compliance initiatives by delivering end-to-end systems analysis, solution design, and technical ... leadership across multiple platforms. This includes analyzing and supporting existing compliance systems and leading efforts to transition to new ones. The role is… more
- BMO Financial Group (Antioch, CA)
- …Complies with legal and regulatory requirements for the jurisdiction. + Protects the Bank 's assets in compliance with all regulatory , legal, and ethical ... goal of making it easy, simple, and fast to bank with BMO. + As a lobby leader, assists...hours, and shifts. + Follows through on risk and compliance processes and policies to ensure we safeguard our… more
- NVIDIA (Santa Clara, CA)
- …and payment transmissions. + Strong knowledge of KYC, AML, and other regulatory compliance requirements. + Outstanding analytical skills for conducting audits ... in our future! As a Global Payment Operations and Compliance Manager, you will be in a premier finance...to banks. + Ensure system reconciliations between H2H transmission, bank acknowledgements and rejection files. + Develop and maintain… more
- Wells Fargo (San Francisco, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... includes ensuring agreements and ancillary documents are executed in accordance with regulatory and/or bank requirements and identifying any discrepancies. In… more
- BMO Financial Group (Modesto, CA)
- …client contact to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works collaboratively ... to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance ...or defalcation. + Maintains the confidentiality of customer and Bank information in compliance with Bank… more
- SMBC (Sacramento, CA)
- …portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long ... of highly skilled and seasoned bankers. To achieve our mission to be the ' bank of choice' for middle market and professional services companies, we are focused on… more
- MUFG (Los Angeles, CA)
- …team will provide more details. **Asset Based Finance Group (ABF)** **MUFG Bank 's Asset-Based Financing (ABF)** is one of the essential go-to-market products for ... purpose and structure, liquidity, asset protection, repayment sources, corporate, regulatory and industry risk, historical and projected operating performance, and… more
- Banc of California (Santa Ana, CA)
- …identity and access management (IAM) principles, as well as a strong grasp of regulatory compliance requirements. The ideal candidate will possess the ability to ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...of IGA principles, practices, and technologies. + Familiarity with regulatory compliance standards (eg, GDPR, SOX, PCI-DSS).… more