- Zions Bancorporation (Culver City, CA)
- …leading, and directing a banking branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income ... Associates at California Bank & Trust work in a relationship-centered culture...directs a branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit,… more
- Comerica (Costa Mesa, CA)
- …renewals or amendments. Adheres to Risk Management policies and guidelines, ie regulatory compliance , portfolio and credit quality, and portfolio management. ... Assists with monitoring existing loans to ensure compliance with terms of loan agreement and recommends corrective action on variances. Identify & resolve… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...within agreed upon timeframes, adhering to policies, procedures, and regulatory requirements. + First point of contact for branch… more
- Zions Bancorporation (Hacienda Heights, CA)
- …and referrals form real estate agents, builders, developers and branches. + Ensure compliance with regulatory guidelines in the performance of loan originator ... Associates at California Bank & Trust work in a relationship-centered culture...offices across the state. This dedication has helped the bank earn recognition as a perennial powerhouse in yearly… more
- Wells Fargo (San Francisco, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- MUFG (Los Angeles, CA)
- …with little support from management **Policy Compliance :** + Ensure compliance with external regulatory /internal policy and procedural requirements + ... continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal… more
- Banc of California (Menlo Park, CA)
- …closing credit requests with limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to all ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- BMO Financial Group (San Francisco, CA)
- …are addressed satisfactorily and internal control standards, including adherence to audit, regulatory and compliance policies are met. + Preferred experience in ... Facilitates profitable growth, risk management and enhanced return initiatives for the Bank . Working with lines of business and product partners, develops options to… more
- Banc of California (Santa Ana, CA)
- …Assist in developing and implementing technical security standards to support the Bank 's security needs and regulatory requirements including ISO2700x, CFPB, ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as… more