- Wells Fargo (Milpitas, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... focused on affluent borrowers with realtors, builders, financial professionals, bank stores, past customers, and other non-traditional sources + Develop… more
- Hyundai Autoever America (Fountain Valley, CA)
- …overseeing comprehensive accounting, tax, and the treasury operations to ensure accuracy, regulatory compliance , and efficiency. This role is pivotal in building ... safeguard assets, to produce accurate financial reporting and ensure compliance with Korean SOX (K-SOX) and other regulatory...and banking (20%) + Monitor cash flow, manage daily bank transactions and fund transfers to optimize liquidity and… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... This role will focus on providing transactional support for the Corporate & Investment Bank in deposits and payments matters, and other legal support for the Global… more
- Lincoln Financial (Sacramento, CA)
- …you will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide ... through in-depth reviews of business processes from both operational and regulatory perspectives, while also providing exposure to Lincoln Financial's Information… more
- MUFG (Los Angeles, CA)
- …roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank 's Business Standards of Conduct and all Patriot ... Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all… more
- MUFG (Los Angeles, CA)
- …production validation activities (may occur outside of business hours). + Actively ensures compliance with the Bank 's Business Standards of Conduct and all ... Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all… more
- Citigroup (San Francisco, CA)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms + Partner with all roles on branch… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...Applications Support team, overseeing projects and process improvements, ensuring compliance , and maintaining vendor relationships. The manager analyzes requirements,… more
- Citigroup (Downey, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms . Partner with all roles on branch… more
- BMO Financial Group (Los Angeles, CA)
- …Ensures the required internal control standards, including adherence to audit, regulatory , and compliance policies. **Responsibilities:** + Provides support for ... US-based Japanese Subsidiaries. This role facilitates growth initiatives for the Bank through significant business development and excellent management of key… more