- City National Bank (Los Angeles, CA)
- …long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project ... protocols. The role is instrumental in driving adherence to regulatory timelines and ensuring fulfillment of compliance ...* Interfaces with all levels of management throughout the bank * Displays creativity when designing solutions to problems… more
- City National Bank (Los Angeles, CA)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- City National Bank (Los Angeles, CA)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well...and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more
- City National Bank (Los Angeles, CA)
- …procedures to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- US Bank (San Francisco, CA)
- …the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program ... works with Model Owners and Developers to validate models related to the Bank 's Compliance and Financial Crimes groups, which can include Anti-Money Laundering… more
- US Bank (Woodland Hills, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...(FLOD) for Consumer and Business Banking (CBB), the CBB Compliance Team collaborates with business units, risk teams, and… more
- TD Bank (San Francisco, CA)
- …global Control Room inbox. + Review and escalate conflict checks for the Investment Bank . + Participate in regulatory exams and work with internal auditors. + ... Francisco, California, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing… more
- US Bank (Los Angeles, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...and implementation of internal policies and procedures to ensure compliance with laws and regulations. Coordinates the collection and/or… more
- Cherry Bekaert (Sacramento, CA)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... regulatory compliance and risk management services to banks and financial...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- City National Bank (Los Angeles, CA)
- …prospectuses, presentations, training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement ... WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank ...policies and procedures. * Assist with special projects, including compliance and regulatory law matters. * Handle… more