- BMO Financial Group (San Ramon, CA)
- …syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Provides support for pre-sales ... Facilitates growth initiatives for the Bank through significant business development and excellent management...service, and profitability objectives. + Establishes and enhances the Bank 's brand by participating in meaningful and focused business… more
- Robert Half Finance & Accounting (Long Beach, CA)
- …with various tax filings (sales tax, use tax, etc.) to maintain full regulatory compliance Contribute to the implementation and monitoring of internal controls ... career in accounting, with hands-on exposure to general ledger management, bank reconciliations, and financial reporting in a dynamic industry. Key Responsibilities:… more
- The County of Los Angeles (Los Angeles, CA)
- …manner. + Conducts routine internal audits of the review process to ensure compliance with regulatory agencies; assures credential files are prepared and ... to the medical staff of a hospital or clinic and ensures compliance with applicable rules and regulations. Essential Job Functions + Evaluates completed… more
- Wells Fargo (San Francisco, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... within Wells Fargo's Wealth and Investment Management division (WFA, FINET and the Private Bank ) to gain support, access and guidance on how best to support the… more
- Atria Wealth Solutions (Dublin, CA)
- …that the operations of Patelco Financial Solutions comply with all applicable compliance and regulatory standards. + Provide on-going financial planning, sales, ... Ensure that the program adheres to all broker-dealer and regulatory requirements. + Ensure that the goals and operations...and banking regulations (including those related to OFAC and Bank Secrecy Act / Anti-Money Laundering compliance )… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …This role is responsible for ensuring the robustness, scalability, and compliance of downstream operations through effective technology transfer, validation support, ... technical reports, protocols, risk assessments, and relevant sections of regulatory submissions (IND, BLA, MAA, etc.) related to downstream...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …existing CDMOs. + Oversee the process validation lifecycle (PPQ, CPV, etc.) ensuring compliance with global regulatory standards. + Establish and oversee robust ... appropriate. + Collaborate with cross-functional teams including R&D, Quality Assurance, Regulatory Affairs, and Operations to align strategies and optimize product… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...documented and available for internal audits, risk reviews, or regulatory exams to ensure business adherence to operational risk… more
- BMO Financial Group (South Lake Tahoe, CA)
- …counterfeiting, money laundering, or defalcation. + Maintains the confidentiality of customer and Bank information in compliance with Bank policies and ... Follows security and safeguarding procedures and applies due diligence in accordance with Bank 's policies and ethical standards for the prevention of loss due to… more
- Banc of California (Santa Ana, CA)
- …practices for data across the organization. + Ensure data models comply with regulatory , security, and compliance requirements. + Platform Architecture + Design ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...with one wholly-owned banking subsidiary, Banc of California (the " bank "). Banc of California is one of the nation's… more