- MUFG (Los Angeles, CA)
- …and report on the quality of risk assets and effectiveness of the Bank 's processes to control credit, trading, and associated concentration risks of a complex ... nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is assigned complex… more
- BrightSpring Health Services (Arroyo Grande, CA)
- …+ Ensures that staff is deployed appropriately, and that staffing ratios are in compliance with regulatory and service plan requirements + Prepares and posts ... standards are met and all related training occurs. Documents training and compliance in accordance with ResCare and regulatory requirements + Promotes the… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …the Finance Director in creating and reviewing financial statements for GAAP compliance and accuracy. Bank Reconciliations: Complete monthly reconciliations for ... the Finance Director with filings. Compliance & Audits: Contribute to compliance reporting and support external audits and regulatory filings. Process… more
- HSBC (San Francisco, CA)
- …to identify, evaluate and discuss credit risk + Professional work experience in a bank In compliance with applicable laws, HSBC is committed to employing only ... with businesses regarding appropriate credit facility structuring to meet Company standards, regulatory guidelines and client needs. Reports to Head of Credit for US… more
- Wells Fargo (San Jose, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... _San Jose, CA_ market as part of the Commercial Bank . Learn more about the career areas and business...group requiring solid understanding of relevant policies, procedures, and compliance requirements that influence and lead team to meet… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …and inventory of pharmaceutical samples to field representatives. + Ensure compliance with regulatory tracking and reconciliation requirements. + Coordinate ... sample distribution. The role ensures vendor performance, operational reliability, and compliance while collaborating closely with the Field Strategy & Operations… more
- MUFG (Los Angeles, CA)
- …with middle and back office teams. + Ensure transactions adhere with the banks compliance , risk and regulatory frameworks. + Execute documentation and booking of ... the new and existing Trade Finance portfolio + Instruct bank teams on the closings including letter of credit...transactions + Proactively ensure all compliance and risk guidelines are adhered to in all… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …makes rational recommendations to the Consumer Lending team. Quality Assurance and Regulatory Compliance Pays fanatical attention to detail and accuracy, commits ... and positive feedback to staff. Always complies with appropriate legal, regulatory , internal control and quality standard requirements of the Credit Union.… more
- Lincoln Financial (Sacramento, CA)
- …sales and distribution to new and existing clients - the legal and compliance aspects of designing and administering life insurance and annuity products + Identify ... position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …This role is responsible for ensuring the robustness, scalability, and compliance of upstream operations through effective technology transfer, validation support, ... technical reports, protocols, risk assessments, and relevant sections of regulatory submissions (IND, BLA, MAA, etc.) related to upstream...We do not require any financial, credit card or bank account information and/or any payment of any kind… more