- JPMorgan Chase (Oakland, CA)
- …backing the operational processes of the business unit, and complying with regulatory requirements. You will be required to prioritize daily tasks, track progress, ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK , NA OR ANY OF ITS AFFILIATES * SUBJECT… more
- University of Southern California (Los Angeles, CA)
- …and solid judgment to make lending recommendations or decisions + Ensuring compliance with all applicable laws, regulatory requirements, policies and procedures ... a proven track record of meeting production and sales goals + Be knowledgeable in Bank Secrecy Act, OFAC , US Patriot Act, Regulation CC and funds availability, GLB… more
- Navy Federal Credit Union (San Diego, CA)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... Navy Federal standards and FINRA, NASAA, SEC and other regulatory agencies. + Prepare standard/special reports required by FINRA,...range, based on your experience, location and market position Bank Secrecy Act: Remains cognizant of and adheres to… more
- BMO Financial Group (San Francisco, CA)
- …in their best interests, and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory , legal and ethical requirements. ... their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our...of wealth management. + In-depth / expert knowledge of Bank products, services and capabilities. + Seasoned professional with… more
- Citigroup (Pleasant Hill, CA)
- …clients on digital and self-service opportunities offered by Citi + Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety ... and security of client and bank assets + Ensure all client needs are met...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Wheeler Accountants LLP (San Jose, CA)
- …that support the overall management of the business, operational efficiencies, regulatory compliance , financial reporting, vendor integration, and general ... What you will do: . Prepare monthly journal entries and support schedules, bank reconciliations, including areas such as accruals, A/R, A/P, payroll journal entries,… more
- Wells Fargo (Covina, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization… more
- Wells Fargo (Ceres, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization… more
- Wells Fargo (Livermore, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization… more
- Robert Half Management Resources (San Diego, CA)
- …Form 990. * Experience in researching and resolving complex accounting issues in compliance with regulatory standards. Robert Half is the world's first and ... In this role, you will oversee key accounting functions, ensure compliance with government regulations, and support audit and financial reporting operations.… more