- Citigroup (Beverly Hills, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be… more
- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be… more
- Bank of America (Los Angeles, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... skills. The position requires a high focus on supervisory and regulatory requirements, business management and retention. Candidates should have excellent… more
- City National Bank (San Francisco, CA)
- …INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible for the ... Bank 's FCC Detection and Prevention program. Duties including ensuring the bank 's TM coverage comply with FinCEN regulatory requirements/red flags, data used… more
- City National Bank (Los Angeles, CA)
- …to assess the design and operating effectiveness of internal controls, adherence to regulatory reporting requirements and Bank policies, and the effectiveness of ... Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know...Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. *… more
- City National Bank (Los Angeles, CA)
- …regulatory communications and responses to regulators and training materials to ensure regulatory compliance . * Advise on OFAC reporting obligations. * Review ... Senior Counsel- AML/Financial Crimes will provide legal advice to City National Bank , a national banking association and its subsidiaries, affiliates and related… more
- BMO Financial Group (Redwood City, CA)
- …customer experience and profitability goals in compliance with legal and regulatory requirements and the Bank 's policies and processes. US Only: This ... with the Nationwide Mortgage Licensing System and Registry. The Bank will instruct you on the registration requirements needed...to money laundering. + Complies with all legal and regulatory requirements for the jurisdiction. + Focus is primarily… more
- City National Bank (Los Angeles, CA)
- …and processes. Serve as the business expert for the development, maintenance, training, regulatory compliance and support of all processes related to systems. ... line units, senior management, risk management units (eg Audit, Compliance and/or Credit Risk Review) or third parties (eg...OCC, external auditors). * Maintain current knowledge of related regulatory and bank policies and procedures. *… more
- City National Bank (Newport Beach, CA)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... promoting solutions to client needs, and actively embracing the Bank 's segmentation strategy by referring new business to the...Business clients - deep knowledge of CNB's offerings * Regulatory / Compliance - superior understanding of… more
- City National Bank (Los Angeles, CA)
- …regulations and CNS policies and procedures. * Comply with and conform to all compliance and regulatory requirements of all regulatory authorities and of ... Adheres to CNS and CNB policies and procedures as well as all regulatory requirements and provides direction to staff members. Reviews and approves CNS written… more