- M&T Bank (Costa Mesa, CA)
- …+ Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk, Compliance ... follow short and long-term strategies to achieve sustainable earnings growth and compliance with Bank and Division strategic plans. Participates in development… more
- City National Bank (Los Angeles, CA)
- …: identify, communicate and coordinate efforts to mitigate product risk and ensure regulatory compliance . * Culture management: Ensure that all City National ... product pricing, product positioning and product promotion, as well as compliance /risk management, vendor management, and product financials management. The TMS PM… more
- City National Bank (Los Angeles, CA)
- …industry knowledge of payment rails end-to-end with particular emphasis on regulatory and risk/ compliance focus for domestic and international destinations. ... that support corporate defined strategies and initiatives and contribute to the bank 's competitive edge in the marketplace. Creates new products to increase market… more
- Umpqua Bank (Sacramento, CA)
- …this position may include commercial credit, lending products, relationship management, regulatory compliance , and systems training (eg,nCino). + Facilitate ... accurate and up to date with current policies, procedures, systems, and regulatory requirements relevant to Commercial Banking. + Stay informed on learning and… more
- City National Bank (Los Angeles, CA)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... PROCEDURE SPECIALIST CREDIT PRODUCTS* WHAT IS THE OPPORTUNITY? At City National Bank the Credit Products Process and Procedures Specialist works closely with… more
- City National Bank (Los Angeles, CA)
- … Bank and CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... point of contact for Personal & Business Banking (PBB) Bank * Responsible for revenue production goals related to...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- City National Bank (Beverly Hills, CA)
- …support sales colleagues to build and maintain branch client relationships. Ensures regulatory compliance and colleague adherence to CNB policies and procedures. ... Completes, monitors and audits branch certifications and operational reviews. Ensures regulatory compliance and effectively communicates and implements changes… more
- M&T Bank (Costa Mesa, CA)
- …assigned accounts. + Coordinate activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk, Compliance ... and long-term strategies to achieve sustainable earnings growth and compliance with Bank and Division strategic plans....+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... debt capital markets, and knows how to position the bank to compete for lead capital markets roles. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (Los Angeles, CA)
- …maintenance of the Crisis Management policies, standards, methods, etc. across the bank . * Ongoing subject matter expertise on all Crisis Management regulatory ... policies, systems, and methodologies * Assesses BC risks and policy/standard/procedure compliance relating to controls design, FLoD testing processes, FLoD testing… more