- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... debt capital markets, and knows how to position the bank to compete for lead capital markets roles. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (Los Angeles, CA)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due /… more
- City National Bank (Los Angeles, CA)
- …* Certifies and provides a final Workbook to the Processor * Ensures compliance with bank and statutory/ regulatory guidelines * Client Satisfaction ... goal of achieving the optimal quality asset for the bank while satisfying the needs of borrower. The Underwriter...to the quality and customer satisfaction goals of the bank * Productivity * Ensures all goals and service… more
- Enterprise Bank & Trust (Cerritos, CA)
- **Enterprise Bank & Trust was founded in the spirit of entrepreneurship and community. From the small mom-and-pop coffee shop to the large construction company that ... annual paid volunteer time off and charitable-matching opportunities. Voted a** **_Best Bank to Work For_** **by American Banker for multiple years, we offer… more
- Deloitte (Sacramento, CA)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and...digital assets or capital markets + Experience working in bank licensing, M&A and business plan work efforts +… more
- City National Bank (Los Angeles, CA)
- …responsible, tenacious, independent, self-confident, high-energy, etc. * Familiarity with regulatory requirements, risk management, and compliance principles. * ... through Salesforce, data governance, progressive core modernization, controls and compliance process transformation, among others. * Lead cross functional teams… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... Vice President to join our growing Healthcare Industry Vertical within Citi's Commercial Bank (CCB). Target market includes companies in the Medical Device, Tools &… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …expected to demonstrate the ability to deliver high-quality service and maintain regulatory compliance . The role requires proficiency in Korean and ... (Bilingual Korean - English) plays a critical role in supporting the bank 's relationship management efforts by processing a variety of client's financial… more
- MUFG (Walnut Creek, CA)
- …multiple regulatory filings in compliance with legal and regulatory requirements, the Bank 's policies and procedures, and generally accepted accounting ... of our recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Analyst is responsible for the production and submission of… more
- City National Bank (Los Angeles, CA)
- …be responsible for reviewing and verifying applications for completeness and compliance with the necessary documentation before the underwriting process. This role ... internal teams to resolve discrepancies. * Validate the application against regulatory and company-specific guidelines, ensuring all required forms and documents are… more