- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... the tasks are regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and assess applicability to business… more
- Mizuho Corporate Bank (New York, NY)
- …("MUSO") Regulatory Affairs Group is responsible for managing the Bank 's regulatory relationships and supervisory engagement across MUSO, ensuring that ... impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords,… more
- JPMorgan Chase (New York, NY)
- …issues with all relevant internal stakeholders (including Alternatives Legal, Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + ... key procedures for the business + Assist with internal audits and compliance exams **Required qualifications, capabilities and skills** + 5+ years of experience… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... VP, Liquidity Regulatory Reporting Lead The Liquidity Regulatory ...submission of FR2052A report for US Branches of Mizuho Bank . Additionally, the LRR team produces and monitors daily… more
- Mizuho Corporate Bank (New York, NY)
- …new team member for the Reconciliations team: Responsibilities: + Perform daily nostro Bank account reconciliations using Metro CARS. + Monitor any items in Metro ... of the office. + Comply with all quarterly legal, compliance and training requirements + The expected base salary...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (New York, NY)
- …submitted. + Maintain and update procedure documentations related to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …and Compliance . + Review new products and ensure appropriate regulatory implementation to support. + Oversight and monitoring real-time OTC reporting including ... position is as a senior SME in the derivatives regulatory reporting tea m . Depending on your specific...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more