- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... of key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues affecting the… more
- Mizuho Corporate Bank (New York, NY)
- …resolution including administrator s , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + ... , pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Citigroup (New York, NY)
- …as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all ... ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at… more
- Tompkins Community Bank (Yonkers, NY)
- …in support of risk management and overall safety and soundness and the Company's compliance with all regulatory requirements; ensure that the unit and all ... accurately and efficiently, while complying with all policies, procedures and regulatory and banking requirements. Helps build relationships with client by… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and reflects the M&T Bank brand. + Maintain M&T internal control standards, including...with financial models or data is a plus. M&T Bank is committed to fair, competitive, and market-informed pay… more
- M&T Bank (New York, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and reflects the M&T Bank brand. + Maintain M&T internal control standards, including...Administration) or JD (Juris Doctor) \#LI-LA1 \#Wilmingtontrust \#wealthmanagement M&T Bank is committed to fair, competitive, and market-informed pay… more
- City National Bank (New York, NY)
- …research to identify new opportunities, trends and preferences * Work with compliance team to finalize and ensure marketing materials, proposals, and communications ... meet all regulatory requirements * Submit conference and sponsorship invoices through...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- Woodforest National Bank (Newark, NY)
- …a part of the diverse and inclusive team within our nationally recognized award-winning Bank that is one of the strongest in the nation.Woodforest National Bank ... train, retain and motivate staff to ensureprofitability, sales, customer experience, compliance , and growth objectives for assigned branches within the region. *… more
- TD Bank (New York, NY)
- …as updated financial statements and prepare updated analysis memos + Monitors compliance with regulatory requirements + Provides written analysis that identifies ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- M&T Bank (Buffalo, NY)
- …security capabilities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more