- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... professionals to support business growth and adapt to changing regulatory landscapes. + Foster a culture of compliance... practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks.… more
- American Express (New York, NY)
- …through continuous coaching, feedback, recognition and encouragement + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary ... the Consumer Practices (UDAAP) Program for American Express National Bank (" Bank "). This position will drive day-to-day compliance activities that focus on… more
- CIBC (New York, NY)
- …US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily ... We're building a relationship-oriented bank for the modern world. We need talented,...in the most effective and efficient manner to achieve regulatory compliance ; + the authority to represent… more
- American Express (New York, NY)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... and American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line… more
- KeyBank (NY)
- …and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes + ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more
- CIBC (New York, NY)
- …designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . This position primarily supports the US Capital Markets ... We're building a relationship-oriented bank for the modern world. We need talented,...Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
- JPMorgan Chase (New York, NY)
- …and other Control functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory best practices. **Job ... Sales and Trading businesses within the Corporate & Investment Bank line of business (LOB). You will be required...compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to… more
- American Express (New York, NY)
- …as well as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall… more
- American Express (New York, NY)
- … compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across the ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business… more