- MUFG (New York, NY)
- …and credit divisions. + Maintain direct communication with assigned customers. + Ensure compliance with policy and regulatory requirements (eg, ACR, AOA, FSA, ... with little support from management. **Policy Compliance :** + Ensure compliance with external regulatory /internal policy and procedural requirements. +… more
- Fiserv (New York, NY)
- …payment services, or regulatory environments. + Experience in AML and regulatory compliance experience. + Experience with financial crimes compliance ... through a mobile app, or withdraw money from the bank , we're involved. If you want to make an...Emerging Markets do?** A successful Director of Financial Crimes Compliance , Emerging Markets brings deep expertise in regulatory… more
- Scotiabank (New York, NY)
- …Client Hedges + Negotiating ISDAs and ensuring clients have satisfied the Bank 's KYC/Derivative Regulatory Requirements + Working with Credit, and banking ... various fixed income and currency derivative products to the Bank 's lending Corporate Clients in the United States. The...getting in place ISDA documentation, Credit lines and Derivative Regulatory Items for any Corporate Client that is a… more
- Scotiabank (New York, NY)
- …and ensure compliance to any relevant regulations. Understand how the Bank 's risk appetite and risk culture should be considered in day-to-day activities and ... groups, and external partners. + Provide oversight and governance to the bank 's International Banking (IB) groups to develop and deliver a unified transaction… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- MUFG (New York, NY)
- …and ensure transaction requests are acceptable within the risk appetite of the Bank . + Ensure compliance with internal policy and procedural requirements by ... with regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements, including timely completion of all… more
- Robert Half Finance & Accounting (New York, NY)
- …knowledge of Auditing various business areas such as Accounting, Third Party Risk, Regulatory Compliance , Treasury, and Risk Management. Must have at least one ... an AVP/VP Internal Auditor role for a global boutique Bank firm located in midtown Manhattan. Our client requires...various business areas such as Accounting, Third Party Risk, Regulatory Compliance , Treasury, Risk Management and Information… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- Citigroup (Queens, NY)
- …and P&L implications under Standardized and Internal Models approaches. Liaising with regulatory bodies and internal functions (legal, compliance ). + Methodology ... submission. Embedding controls across capital calculation processes for Basel IV compliance . + Regulatory Monitoring and Framework Updates: Tracking … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Self-Assessment (RCSA)and Shared Risk Platform (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job Expectations:**… more