- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in ... the risk category change for American Express as a Bank Holding Company. This individual will be primarily responsible...**Responsibilities include, but are not limited to:** + Ensure compliance with Federal Reserve and other regulatory … more
- MUFG (New York, NY)
- …internal legal, compliance , and risk teams to ensure all transactions comply with bank policies and regulatory requirements. + Serve as the primary point of ... Finance ("LAF") is a structuring group in MUFG's Global Corporate & Investment Bank that delivers customized lease and secured debt solutions for financing clients'… more
- JPMorgan Chase (New York, NY)
- …firm + Background in credit risk or structuring + Experience interacting with bank regulatory agencies JPMorganChase, one of the oldest financial institutions, ... will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and...and transactions in support of the Commercial & Investment Bank Securitized Products Group (SPG) and Tax Oriented Investment… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- JPMorgan Chase (Brooklyn, NY)
- …with policies and are responsible for implementation of operating models to ensure full compliance on liquidity and regulatory capital rule changes. As a Senior ... the overall integrity and operating environment across Corporate & Investment Bank balance sheet, liquidity, Risk-Weighted Assets and Capital, Leverage, and GSIB… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more
- SMBC (New York, NY)
- …As part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank , SMBC Americas Division has launched ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- Scotiabank (New York, NY)
- …design and implementation of data governance and data security, including related regulatory guidance and expectations. The candidate will perform IT & Data audits ... management, challenge, and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The incumbent will… more
- Scotiabank (New York, NY)
- …a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Strategy + Driving the annual strategy ... a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge + Owning and executing the Business… more
- Scotiabank (New York, NY)
- …an inclusive and high-performing culture. TITLE: Senior Manager, Data Governance DUTIES: The Bank of Nova Scotia seeks Senior Manager, Data Governance in New York, ... their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Work with all pillars...as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and… more