- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues + Attend client and bank meetings as appropriate ... general credit deterioration with the goal of maximizing the bank 's net income while minimizing credit costs. Additionally, you...on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- KeyBank (NY)
- …including providing highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must be able to ... actions that may expose KeyCorp and its subsidiaries to regulatory , compliance , or reputational risks in excess...of business and Regulation W. . Serve as the bank 's Regulation W Officer. . Provide strong leadership, mentoring,… more
- Citigroup (New York, NY)
- …Architecture and Enterprise Architecture teams to ensure alignment, resiliency, and regulatory compliance . **Architecture Integration** + Integrate public cloud ... **Overview of Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and...governance processes across Citi's Public Cloud landscape. + Drive compliance with internal standards, regulatory requirements, and… more
- BMO Financial Group (New York, NY)
- …new opportunities with prospective clients. Maximizes profit while prudently minimizing the bank 's exposure and adhering to regulatory statutes. + Operates as ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional manner… more
- KeyBank (Buffalo, NY)
- …to line of business personnel, Risk Management staff and others on regulatory matters, compliance policies and procedures, operational risk best practices ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that...Corporate Treasury. + Strong working knowledge of Federal Reserve Bank , OCC guidance (Heightened Standards), and SEC financial reporting… more
- S&P Global (New York, NY)
- …teams to design effective solutions aligned with client needs and regulatory compliance across various customer segments. **Compensation/Benefits Information:** ... seeking a dynamic and innovative leader, with an Investment Bank / Capital Markets Operations, Client Onboarding background, to...industry, with managerial experience and familiarity with KYC and regulatory compliance requirements as a plus. +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- MUFG (New York, NY)
- …legal, compliance , and risk teams to ensure all transactions comply with bank policies and regulatory requirements. + Maintain organized records of deal ... structuring discussions. + Maintain awareness of evolving market trends and regulatory changes to proactively identify new product opportunities. **2. Client… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more