- BMO Financial Group (New York, NY)
- …new opportunities with prospective clients. Maximizes profit while prudently minimizing the bank 's exposure and adhering to regulatory statutes. + Operates as ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional manner… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- S&P Global (New York, NY)
- …teams to design effective solutions aligned with client needs and regulatory compliance across various customer segments. **Compensation/Benefits Information:** ... seeking a dynamic and innovative leader, with an Investment Bank / Capital Markets Operations, Client Onboarding background, to...industry, with managerial experience and familiarity with KYC and regulatory compliance requirements as a plus. +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- MUFG (New York, NY)
- …legal, compliance , and risk teams to ensure all transactions comply with bank policies and regulatory requirements. + Maintain organized records of deal ... structuring discussions. + Maintain awareness of evolving market trends and regulatory changes to proactively identify new product opportunities. **2. Client… more
- Wolters Kluwer (New York, NY)
- …division offers technology-enabled expert services and software solutions focused on loan compliance , regulatory compliance , legal entity management, and ... business licensing solutions. In Financial Services, we support banks, non- bank lenders, credit unions, insurers, and securities firms of...of all sizes with a wide array of loan compliance and regulatory compliance solutions,… more
- JPMorgan Chase (Brooklyn, NY)
- …statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the Global ... capital treatment for new products liaising with Corporate Accounting Policy and Regulatory Policy groups where appropriate to ensure compliance with reporting… more
- SMBC (New York, NY)
- …needs and support various workstreams which will be responsible for calculating the bank 's regulatory capital of trading book portfolios. This role will have ... and developing CCAR market risk RWA models within the bank 's Risk Modelling COE group. This role will drive...finance to drive team's deliverables and priorities. + Ensure compliance with regulatory requirements and industry best… more
- Citigroup (Queens, NY)
- …data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas. ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...of the Investments Leadership team with assessment of operational, compliance and reputational risks and the design of effective… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more