- SMBC (New York, NY)
- …needs and support various workstreams which will be responsible for calculating the bank 's regulatory capital of trading book portfolios. This role will have ... and developing CCAR market risk RWA models within the bank 's Risk Modelling COE group. This role will drive...finance to drive team's deliverables and priorities. + Ensure compliance with regulatory requirements and industry best… more
- Citigroup (Queens, NY)
- …data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas. ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...of the Investments Leadership team with assessment of operational, compliance and reputational risks and the design of effective… more
- Wolters Kluwer (New York, NY)
- …division offers technology-enabled expert services and software solutions focused on loan compliance , regulatory compliance , legal entity management, and ... business licensing solutions. In Financial Services, we support banks, non- bank lenders, credit unions, insurers, and securities firms of...of all sizes with a wide array of loan compliance and regulatory compliance solutions,… more
- Motion Recruitment Partners (New York, NY)
- …trading platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/ compliance , audit, or data/metrics ... as a Trading Systems Analyst with an innovative global bank in New York, NY. Contract role with strong...backgrounds * Knowledge of the US regulatory environment pertaining to alternative trading systems and the… more
- Citigroup (New York, NY)
- …experience must include: Global financial market and macroeconomic trends analysis; Regulatory compliance : Financial Accounting Standards Board (FASB) hedge ... Lead Analyst for its New York, New York location. Duties: Support bank 's foreign currency balance sheet management. Manage regulatory liquidity allocation… more
- Scotiabank (New York, NY)
- …and ad-hoc risk reports to management and board level committees and other regulatory bodies, working with various stakeholders. The Senior Manager will also provide ... risk reporting for various management and board level committees and regulatory bodies. + Agenda setting and tracking + Development of presentation… more
- Banc of California (New York, NY)
- …lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...with lending staff. + Reviews reports to ensure reporting/operating compliance and real estate inspection ticklers are maintained. +… more
- MUFG (New York, NY)
- …portal-based and API/File connectivity. Responsibilities include ensuring secure access and compliance with regulatory standards while managing fraud risks. The ... roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank 's Business Standards of Conduct and all Patriot… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The...deliver industry leading assurance and insights to keep the Bank and our customers safe. **What You'll Do** +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more