- JPMorgan Chase (New York, NY)
- …a leading mortgage provider to Ultra High & High Net Worth Global Private Bank clients servicing our global clients for their residential mortgages needs secured by ... mortgage and HELOC products and features offered in the US Private Bank . This role also oversees the end-to-end platforms/products, from client-facing applications… more
- Citizens (New York, NY)
- …role where your expertise will directly influence enterprise-wide initiatives, regulatory compliance , and risk mitigation strategies. Key Responsibilities ... units on privacy, cybersecurity, and data governance matters, including incident response, regulatory compliance , and emerging risks. + Regulatory Guidance:… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... action when business activities exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a **Senior Lead Business Execution Consultant** in New York, NY.… more
- Scotiabank (New York, NY)
- …strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous improvement in control effectiveness. **What You'll ... record in executing Risk and Control Self-Assessments (RCSAs) and managing complex regulatory engagements. In addition, this role will be expected to collaborate… more
- Citigroup (New York, NY)
- …a risk and compliance perspective. 6. Support risk assessments, audits, and regulatory exams as the AI/DA risk SME. 7. Partner with key stakeholders (Technology, ... line of defense, responsible for developing and overseeing the implementation of the bank 's AI and Digital Assets (DA) risk governance framework. The role requires a… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... audit services to capital markets, investment banking and/or treasury functions within the Bank . The incumbent will also support the providing of high quality, value… more
- BankOnBuffalo (Buffalo, NY)
- …that create efficiencies by demonstrating: + Accountability- accurately process transactions in compliance with bank policies and regulatory standards. ... to recommend solutions for individual client's needs. Universal Associates follow our bank philosophy: Positive Energy, Positive Outcomes. Below is a list of… more
- Citigroup (New York, NY)
- …through secure, reliable and controlled services, focused on making Citi a simpler bank that is easier to work and do business with. Another critical component ... Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees Controls, Analytics and Decision… more
- HSBC (New York, NY)
- **Description** **International Corridors, Head of Europe Desk, HSBC Bank USA, NA, New York, NY:** Manage International Subsidiary Banking (ISB) client portfolios ... all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external… more